SEC Form 4 · accession 0001127602-16-060620
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Page
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Aug 17, 2016
Accepted (ET)
Aug 18, 2016 · 1:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 17, 2016 | C | 16,666 | $0.00 | A | 30,666 | D | |
| Class A Common StockF1,F2 | Aug 17, 2016 | S | 1,582 | $797.1873 | D | 29,084 | D | |
| Class A Common StockF1,F3 | Aug 17, 2016 | S | 4,139 | $798.3637 | D | 24,945 | D | |
| Class A Common StockF1,F4 | Aug 17, 2016 | S | 2,543 | $799.2677 | D | 22,402 | D | |
| Class A Common StockF1,F5 | Aug 17, 2016 | S | 865 | $800.4416 | D | 21,537 | D | |
| Class A Common StockF1,F6 | Aug 17, 2016 | S | 1,807 | $801.624 | D | 19,730 | D | |
| Class A Common StockF1,F7 | Aug 17, 2016 | S | 867 | $803.0198 | D | 18,863 | D | |
| Class A Common StockF1,F8 | Aug 17, 2016 | S | 3,301 | $804.1434 | D | 15,562 | D | |
| Class A Common StockF1,F9 | Aug 17, 2016 | S | 1,562 | $805.0836 | D | 14,000 | D | |
| Class C Capital StockF10 | Aug 17, 2016 | S | 4,714 | $774.5804 | D | 20,650,572 | D | |
| Class C Capital StockF11 | Aug 17, 2016 | S | 3,029 | $775.4963 | D | 20,647,543 | D | |
| Class C Capital StockF12 | Aug 17, 2016 | S | 1,485 | $776.7883 | D | 20,646,058 | D | |
| Class C Capital StockF13 | Aug 17, 2016 | S | 2,327 | $777.6364 | D | 20,643,731 | D | |
| Class C Capital StockF14 | Aug 17, 2016 | S | 4,141 | $778.8054 | D | 20,639,590 | D | |
| Class C Capital StockF15 | Aug 17, 2016 | S | 970 | $779.5618 | D | 20,638,620 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF16,F17 | $0.00 | Aug 17, 2016 | C | 16,666 | D | — | — | Class A Common Stock | 16,666 | 20,563,564 | D |
Explanation of responses
- F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person.
- F10These shares were sold in multiple transactions at prices ranging from $774.04 to $775.03, inclusive.
- F11These shares were sold in multiple transactions at prices ranging from $775.05 to $776.04, inclusive.
- F12These shares were sold in multiple transactions at prices ranging from $776.08 to $777.07, inclusive.
- F13These shares were sold in multiple transactions at prices ranging from $777.15 to $778.14, inclusive.
- F14These shares were sold in multiple transactions at prices ranging from $778.21 to $779.20, inclusive.
- F15These shares were sold in multiple transactions at prices ranging from $779.22 to $780.21, inclusive.
- F16All shares are exercisable as of the transaction date.
- F17There is no expiration date for the Issuer's Class B Common Stock.
- F2These shares were sold in multiple transactions at prices ranging from $796.80 to $797.79, inclusive.
- F3These shares were sold in multiple transactions at prices ranging from $797.87 to $798.86, inclusive.
- F4These shares were sold in multiple transactions at prices ranging from $798.90 to $799.89, inclusive.
- F5These shares were sold in multiple transactions at prices ranging from $799.97 to $800.96, inclusive.
- F6These shares were sold in multiple transactions at prices ranging from $801.32 to $802.31, inclusive.
- F7These shares were sold in multiple transactions at prices ranging from $802.44 to $803.43, inclusive.
- F8These shares were sold in multiple transactions at prices ranging from $803.59 to $804.58, inclusive.
- F9These shares were sold in multiple transactions at prices ranging from $804.60 to $805.59, inclusive.
Remarks
All of the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.