SEC Form 4 · accession 0001127602-16-060611
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergey Brin
Officer — President · Director · 10% Owner
Period of report
Aug 18, 2016
Accepted (ET)
Aug 18, 2016 · 1:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 18, 2016 | C | 78,500 | $0.00 | A | 78,500 | D | |
| Class C Capital Stock | holding | — | — | — | 20,069,039 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2,F3 | $0.00 | Aug 18, 2016 | C | 78,500 | D | — | — | Class A Common Stock | 78,500 | 19,930,470 | D |
Explanation of responses
- F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person.
- F2All shares are exercisable as of the transaction date.
- F3There is no expiration date for the Issuer's Class B Common Stock.