SEC Form 4 · accession 0001127602-16-059446

Alphabet Inc. · GOOGL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Sergey Brin

Officer — President · Director · 10% Owner

Period of report

Aug 1, 2016

Accepted (ET)

Aug 3, 2016 · 8:26 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001652044

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class C Capital Stock^F1	Aug 1, 2016	S	425	$764.1522	D	20,151,948	D
Class C Capital Stock^F2	Aug 1, 2016	S	203	$767.1362	D	20,151,745	D
Class C Capital Stock^F3	Aug 1, 2016	S	402	$768.359	D	20,151,343	D
Class C Capital Stock^F4	Aug 1, 2016	S	500	$769.428	D	20,150,843	D
Class C Capital Stock	Aug 1, 2016	S	100	$770.73	D	20,150,743	D
Class C Capital Stock^F5	Aug 1, 2016	S	907	$772.7396	D	20,149,836	D
Class C Capital Stock^F6	Aug 1, 2016	S	2,924	$773.7477	D	20,146,912	D
Class C Capital Stock^F7	Aug 1, 2016	S	2,290	$774.8551	D	20,144,622	D
Class C Capital Stock^F8	Aug 1, 2016	S	2,734	$775.7193	D	20,141,888	D
Class C Capital Stock^F9	Aug 1, 2016	S	2,662	$776.8262	D	20,139,226	D
Class C Capital Stock^F10	Aug 1, 2016	S	2,094	$777.7094	D	20,137,132	D
Class C Capital Stock^F11	Aug 1, 2016	S	825	$778.8488	D	20,136,307	D
Class C Capital Stock^F12	Aug 1, 2016	S	600	$779.6333	D	20,135,707	D
Class A Common Stock^F13	Aug 1, 2016	C	16,666	$0.00	A	16,666	D
Class A Common Stock^F13,F14	Aug 1, 2016	S	200	$788.595	D	16,466	D
Class A Common Stock^F13,F15	Aug 1, 2016	S	400	$789.595	D	16,066	D
Class A Common Stock^F13,F16	Aug 1, 2016	S	200	$791.42	D	15,866	D
Class A Common Stock^F13,F17	Aug 1, 2016	S	200	$792.42	D	15,666	D
Class A Common Stock^F13,F18	Aug 1, 2016	S	600	$794.0983	D	15,066	D
Class A Common Stock^F13,F19	Aug 1, 2016	S	100	$795.54	D	14,966	D
Class A Common Stock^F13,F20	Aug 1, 2016	S	300	$797.24	D	14,666	D
Class A Common Stock^F13,F21	Aug 1, 2016	S	372	$799.0139	D	14,294	D
Class A Common Stock^F13,F22	Aug 1, 2016	S	1,157	$800.2351	D	13,137	D
Class A Common Stock^F13,F23	Aug 1, 2016	S	2,794	$801.243	D	10,343	D
Class A Common Stock^F13,F24	Aug 1, 2016	S	2,318	$802.3576	D	8,025	D
Class A Common Stock^F13,F25	Aug 1, 2016	S	2,423	$803.2971	D	5,602	D
Class A Common Stock^F13,F26	Aug 1, 2016	S	1,525	$804.291	D	4,077	D
Class A Common Stock^F13,F27	Aug 1, 2016	S	2,102	$805.382	D	1,975	D
Class A Common Stock^F13,F28	Aug 1, 2016	S	1,575	$806.1795	D	400	D
Class A Common Stock^F13,F29	Aug 1, 2016	S	400	$807.205	D	0	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F30,F31	$0.00	Aug 1, 2016	C	16,666	D	—	—	Class A Common Stock	16,666	20,075,638	D

Explanation of responses

F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $763.78 to $764.77, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (29) to this Form 4.
F10The shares were sold in multiple transactions at prices ranging from $777.39 to $778.38, inclusive.
F11The shares were sold in multiple transactions at prices ranging from $778.43 to $779.42, inclusive.
F12The shares were sold in multiple transactions at prices ranging from $779.48 to $780.47, inclusive.
F13Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person.
F14The shares were sold in multiple transactions at prices ranging from $788.17 to $789.16, inclusive.
F15The shares were sold in multiple transactions at prices ranging from $789.39 to $790.38, inclusive.
F16The shares were sold in multiple transactions at prices ranging from $791.39 to $792.38, inclusive.
F17The shares were sold in multiple transactions at prices ranging from $792.40 to $793.39, inclusive.
F18The shares were sold in multiple transactions at prices ranging from $793.73 to $794.72, inclusive.
F19The shares were sold in multiple transactions at prices ranging from $795.54 to $796.53, inclusive.
F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $766.74 to $765.73, inclusive.
F20The shares were sold in multiple transactions at prices ranging from $797.02 to $798.01, inclusive.
F21The shares were sold in multiple transactions at prices ranging from $798.52 to $799.51, inclusive.
F22The shares were sold in multiple transactions at prices ranging from $799.65 to $800.64, inclusive.
F23The shares were sold in multiple transactions at prices ranging from $800.68 to $801.67, inclusive.
F24The shares were sold in multiple transactions at prices ranging from $801.73 to $802.72, inclusive.
F25The shares were sold in multiple transactions at prices ranging from $802.74 to $803.73, inclusive.
F26The shares were sold in multiple transactions at prices ranging from $803.84 to $804.83, inclusive.
F27The shares were sold in multiple transactions at prices ranging from $804.84 to $805.83, inclusive.
F28The shares were sold in multiple transactions at prices ranging from $805.85 to $806.84, inclusive.
F29The shares were sold in multiple transactions at prices ranging from $807.04 to $808.03, inclusive.
F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $767.98 to $768.97, inclusive.
F30All shares are exercisable as of the transaction date.
F31There is no expiration date for the Issuer's Class B Common Stock.
F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $768.98 to $769.97, inclusive.
F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $772.29 to $773.28, inclusive.
F6The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $773.30 to $774.29, inclusive.
F7The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $774.33 to $775.32, inclusive.
F8The shares were sold in multiple transactions at prices ranging from $775.36 to $776.35, inclusive.
F9The shares were sold in multiple transactions at prices ranging from $776.38 to $777.37, inclusive.

Remarks

All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.