SEC Form 4 · accession 0001127602-16-059105
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Page
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jul 29, 2016
Accepted (ET)
Aug 1, 2016 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital StockF1 | Jul 29, 2016 | S | 1,500 | $768.212 | D | 20,703,788 | D | |
| Class C Capital StockF2 | Jul 29, 2016 | S | 1,988 | $771.2467 | D | 20,701,800 | D | |
| Class C Capital StockF3 | Jul 29, 2016 | S | 1,000 | $769.052 | D | 20,700,800 | D | |
| Class C Capital StockF4 | Jul 29, 2016 | S | 853 | $770.1846 | D | 20,699,947 | D | |
| Class C Capital StockF5 | Jul 29, 2016 | S | 1,579 | $772.0881 | D | 20,698,368 | D | |
| Class C Capital StockF6 | Jul 29, 2016 | S | 1,700 | $773.3579 | D | 20,696,668 | D | |
| Class C Capital StockF7 | Jul 29, 2016 | S | 1,430 | $774.66 | D | 20,695,238 | D | |
| Class C Capital StockF8 | Jul 29, 2016 | S | 2,673 | $775.3854 | D | 20,692,565 | D | |
| Class C Capital StockF9 | Jul 29, 2016 | S | 1,820 | $776.8903 | D | 20,690,745 | D | |
| Class C Capital StockF10 | Jul 29, 2016 | S | 1,927 | $777.7543 | D | 20,688,818 | D | |
| Class C Capital StockF11 | Jul 29, 2016 | S | 200 | $778.42 | D | 20,688,618 | D | |
| Class A Common StockF12 | Jul 29, 2016 | C | 16,670 | $0.00 | A | 30,670 | D | |
| Class A Common StockF12,F13 | Jul 29, 2016 | S | 299 | $791.201 | D | 30,371 | D | |
| Class A Common StockF12,F14 | Jul 29, 2016 | S | 1,303 | $793.0075 | D | 29,068 | D | |
| Class A Common StockF12,F15 | Jul 29, 2016 | S | 1,146 | $794.1614 | D | 27,922 | D | |
| Class A Common StockF12,F16 | Jul 29, 2016 | S | 1,447 | $794.9049 | D | 26,475 | D | |
| Class A Common StockF12,F17 | Jul 29, 2016 | S | 1,507 | $795.9792 | D | 24,968 | D | |
| Class A Common StockF12,F18 | Jul 29, 2016 | S | 1,813 | $797.1565 | D | 23,155 | D | |
| Class A Common StockF12,F19 | Jul 29, 2016 | S | 1,512 | $798.4239 | D | 21,643 | D | |
| Class A Common StockF12,F20 | Jul 29, 2016 | S | 1,742 | $799.4573 | D | 19,901 | D | |
| Class A Common StockF12,F21 | Jul 29, 2016 | S | 1,521 | $800.4368 | D | 18,380 | D | |
| Class A Common StockF12,F22 | Jul 29, 2016 | S | 881 | $801.4811 | D | 17,499 | D | |
| Class A Common StockF12,F23 | Jul 29, 2016 | S | 3,275 | $802.6789 | D | 14,224 | D | |
| Class A Common StockF12,F24 | Jul 29, 2016 | S | 224 | $803.4388 | D | 14,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF25,F26 | $0.00 | Jul 29, 2016 | C | 16,670 | D | — | — | Class A Common Stock | 16,670 | 20,613,562 | D |
Explanation of responses
- F1The reporting person undertakes to provide to any The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $767.65 to $768.64, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (24) to this Form 4.
- F10These shares were sold in multiple transactions at prices ranging from $777.29 to $778.28, inclusive
- F11These shares were sold in multiple transactions at prices ranging from $778.29 to $779.28, inclusive
- F12Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person.
- F13These shares were sold in multiple transactions at prices ranging from $790.89 to $791.88, inclusive
- F14These shares were sold in multiple transactions at prices ranging from $792.47 to $793.46, inclusive
- F15These shares were sold in multiple transactions at prices ranging from $793.58 to $794.57, inclusive
- F16These shares were sold in multiple transactions at prices ranging from $794.58 to $795.58, inclusive
- F17These shares were sold in multiple transactions at prices ranging from $795.61 to $796.60, inclusive
- F18These shares were sold in multiple transactions at prices ranging from $796.73 to $797.72, inclusive
- F19These shares were sold in multiple transactions at prices ranging from $798.00 to $798.99, inclusive
- F2These shares were sold in multiple transactions at prices ranging from $770.73 to $771.72, inclusive
- F20These shares were sold in multiple transactions at prices ranging from $799.00 to $799.99, inclusive
- F21These shares were sold in multiple transactions at prices ranging from $801.04 to $801.03, inclusive
- F22These shares were sold in multiple transactions at prices ranging from $801.05 to $802.04, inclusive
- F23These shares were sold in multiple transactions at prices ranging from $802.15 to $803.14, inclusive
- F24These shares were sold in multiple transactions at prices ranging from $803.22 to $804.21, inclusive
- F25All shares are exercisable as of the transaction date.
- F26There is no expiration date for the Issuer's Class B Common Stock.
- F3These shares were sold in multiple transactions at prices ranging from $768.65 to $769.64, inclusive
- F4These shares were sold in multiple transactions at prices ranging from $769.73 to $770.72, inclusive
- F5These shares were sold in multiple transactions at prices ranging from $771.76 to $772.75, inclusive
- F6These shares were sold in multiple transactions at prices ranging from $772.88 to $773.87, inclusive
- F7These shares were sold in multiple transactions at prices ranging from $773.93 to $774.92, inclusive
- F8These shares were sold in multiple transactions at prices ranging from $774.97 to $775.96, inclusive
- F9These shares were sold in multiple transactions at prices ranging from $776.25 to $777.24, inclusive
Remarks
All of the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.