SEC Form 4 · accession 0001127602-16-058954
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John L Hennessy
Director
Period of report
Jul 29, 2016
Accepted (ET)
Jul 29, 2016 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital StockF1 | Jul 29, 2016 | S | 200 | $775.00 | D | 1,214 | I | By Trust |
| Class C Capital Stock | holding | — | — | — | 346 | D | ||
| Class A Common Stock | holding | — | — | — | 176 | D | ||
| Class A Common Stock | holding | — | — | — | 5,526 | I | By Trust | |
| Class C Google Stock UnitF2 | holding | — | — | — | 91 | D | ||
| Class C Google Stock UnitF3 | holding | — | — | — | 295 | D | ||
| Class C Google Stock UnitF4 | holding | — | — | — | 477 | D | ||
| Class C Google Stock UnitF5 | holding | — | — | — | 494 | D | ||
| Class A Google Stock UnitF6 | holding | — | — | — | 91 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 592 shares of Class C Capital Stock issued upon vesting of Class C Google Stock Units (GSUs) in 2015, the grant of which was previously reported on Form 4s.
- F21/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of the month thereafter, subject to continued service on the Board on such vesting dates.
- F31/48th of the grant will vest on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F41/48th of the grant will vest on July 25, 2015 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F51/48th of the grant will vest on July 25, 2016 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F61/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
Remarks
All of the transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.