SEC Form 4 · accession 0001127602-16-057937
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Drummond
Officer — SVP, Corporate Development
Period of report
Jul 12, 2016
Accepted (ET)
Jul 12, 2016 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 12, 2016 | M | 2,500 | $0.00 | A | 13,248 | D | |
| Class A Common Stock | Jul 12, 2016 | S | 2,500 | $731.92 | D | 10,748 | D | |
| Class C Capital Stock | Jul 12, 2016 | M | 2,500 | $0.00 | A | 23,332 | D | |
| Class C Capital Stock | Jul 12, 2016 | S | 2,500 | $719.12 | D | 20,832 | D | |
| Class A Common Stock | holding | — | — | — | 2,090 | I | By Spouse | |
| Class C Capital Stock | holding | — | — | — | 4,595 | I | By Spouse | |
| Class C Google Stock UnitF1 | holding | — | — | — | 70,788 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To Purchase Class A Common StockF2 | $154.5936 | Jul 12, 2016 | M | 2,500 | D | — | Mar 1, 2017 | Class A Common Stock | 2,500 | 0 | D |
| Option to Purchase Class C Capital StockF2 | $153.9765 | Jul 12, 2016 | M | 2,500 | D | — | Mar 1, 2017 | Class C Capital Stock | 2,500 | 0 | D |
| Class B Common StockF3,F4 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 21,332 | 21,332 | D |
| Option to Purchase Class C Capital Stock | $316.9399 | holding | — | — | — | Apr 25, 2016 | Apr 4, 2022 | Class C Capital Stock | 44,955 | 44,955 | D |
| Option to Purchase Class C Capital Stock | $316.9339 | holding | — | — | — | Apr 25, 2015 | Apr 4, 2022 | Class C Capital Stock | 8,646 | 8,646 | D |
| Option to Purchase Class C Capital StockF5 | $281.6107 | holding | — | — | — | — | Dec 1, 2020 | Class C Capital Stock | 9,998 | 9,998 | D |
| Option to Purchase Class C Capital StockF6 | $286.5159 | holding | — | — | — | — | Apr 6, 2021 | Class C Capital Stock | 29,288 | 29,288 | D |
| Option to Purchase Class C Capital StockF7 | $159.1411 | holding | — | — | — | — | Mar 4, 2019 | Class C Capital Stock | 34,138 | 34,138 | D |
| Option To Purchase Class A Common Stock | $318.2102 | holding | — | — | — | Apr 25, 2016 | Apr 4, 2022 | Class A Common Stock | 44,955 | 44,955 | D |
| Option To Purchase Class A Common Stock | $318.2102 | holding | — | — | — | Apr 25, 2015 | Apr 4, 2022 | Class A Common Stock | 8,646 | 8,646 | D |
| Option To Purchase Class A Common StockF8 | $159.779 | holding | — | — | — | — | Mar 4, 2019 | Class A Common Stock | 34,138 | 34,138 | D |
| Option To Purchase Class A Common StockF9 | $282.7394 | holding | — | — | — | — | Dec 1, 2020 | Class A Common Stock | 9,998 | 9,998 | D |
| Option To Purchase Class A Common StockF10 | $287.6642 | holding | — | — | — | — | Apr 6, 2021 | Class A Common Stock | 29,288 | 29,288 | D |
Explanation of responses
- F1100% of the grant will vest on April 25, 2018, subject to continued employment on such vesting date.
- F10The option provided for vesting as follows: 1/48th of the option shall vest on the vesting start date (1/6/12) and 1/48th each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates.
- F2The option is fully vested.
- F3All shares are exercisable as of the transaction date.
- F4There is no expiration date for Alphabet Inc.'s Class B Common Stock.
- F5The option vests as follows: 1/4th of the option vested on the one-year grant date anniversary and 1/48th of the grant vest each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates.
- F6The option provided for vesting as follows: 1/48th of the option shall vest on the vesting start date (1/6/12) and 1/48th each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates.
- F7The option vests as follows: 1/4th of the option vested on the one-year grant date anniversary and 1/48th of the grant vest each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates.
- F8The option vests as follows: 1/4th of the option vested on the one-year grant date anniversary and 1/48th of the grant vest each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates.
- F9The option vests as follows: 1/4th of the option vested on the one-year grant date anniversary and 1/48th of the grant vest each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates.
Remarks
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.