SEC Form 4 · accession 0001127602-16-057698
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul S Otellini
Director
Period of report
Jul 6, 2016
Accepted (ET)
Jul 6, 2016 · 7:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 9, 2016 | G | 20 | $0.00 | D | 0 | D | |
| Class A Common Stock | Mar 9, 2016 | G | 20 | $0.00 | A | 7,316 | I | By Trust |
| Class C Capital Stock | Mar 9, 2016 | G | 48 | $0.00 | D | 0 | D | |
| Class C Capital Stock | Mar 9, 2016 | G | 48 | $0.00 | A | 7,728 | I | By Trust |
| Class A Common Stock | Apr 6, 2016 | G | 21 | $0.00 | D | 0 | D | |
| Class A Common Stock | Apr 6, 2016 | G | 21 | $0.00 | A | 7,337 | I | By Trust |
| Class C Capital Stock | Apr 6, 2016 | G | 48 | $0.00 | D | 0 | D | |
| Class C Capital Stock | Apr 6, 2016 | G | 48 | $0.00 | A | 7,776 | I | By Trust |
| Class A Common Stock | May 10, 2016 | G | 21 | $0.00 | D | 0 | D | |
| Class A Common Stock | May 10, 2016 | G | 21 | $0.00 | A | 7,358 | I | By Trust |
| Class C Capital Stock | May 10, 2016 | G | 49 | $0.00 | D | 0 | D | |
| Class C Capital Stock | May 10, 2016 | G | 49 | $0.00 | A | 7,825 | I | By Trust |
| Class A Common Stock | Jun 8, 2016 | G | 21 | $0.00 | D | 0 | D | |
| Class A Common Stock | Jun 8, 2016 | G | 21 | $0.00 | A | 7,379 | I | By Trust |
| Class C Capital Stock | Jun 8, 2016 | G | 48 | $0.00 | D | 0 | D | |
| Class C Capital Stock | Jun 8, 2016 | G | 48 | $0.00 | A | 7,873 | I | By Trust |
| Class C Google Stock UnitF1 | Jul 6, 2016 | A | 504 | $0.00 | A | 504 | D | |
| Class C Google Stock UnitF2 | holding | — | — | — | 309 | D | ||
| Class C Google Stock UnitF3 | holding | — | — | — | 100 | D | ||
| Class C Google Stock UnitF4 | holding | — | — | — | 505 | D | ||
| Class A Google Stock UnitF3 | holding | — | — | — | 100 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11/48th of GSUs will vest on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F21/48th of the grant will vest on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F31/48th of the grant vested on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F41/48th of GSUs will vest on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.