SEC Form 4 · accession 0001127602-16-057592
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane B Greene
Officer — Senior Vice President · Director
Period of report
Jul 6, 2016
Accepted (ET)
Jul 6, 2016 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Google Stock UnitF1 | Jul 6, 2016 | A | 268 | $0.00 | A | 268 | D | |
| Class C Google Stock UnitF3 | holding | — | — | — | 14,713 | D | ||
| Class C Google Stock UnitF4 | holding | — | — | — | 34,330 | D | ||
| Class C Google Stock UnitF5 | holding | — | — | — | 309 | D | ||
| Class C Google Stock UnitF6 | holding | — | — | — | 100 | D | ||
| Class C Google Stock UnitF7 | holding | — | — | — | 505 | D | ||
| Class A Common Stock | holding | — | — | — | 2,175 | D | ||
| Class A Common Stock | holding | — | — | — | 11 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 123 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 11 | I | By Trust. | |
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 123 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 91,822 | D | ||
| Class C Capital Stock | holding | — | — | — | 7,228 | I | By Husband | |
| Class A Google Stock UnitF6 | holding | — | — | — | 100 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11/48th of GSUs will vest on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F2Pro-rated equity grant for the Reporting Person's service as an independent director between June 3, 2015 and December 17, 2015.
- F31/8th of GSUs vested on March 25, 2016 and an additional 1/8th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject o continued employment on such vesting dates.
- F41/16th of GSUs vested on March 25, 2016 and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject o continued employment on such vesting dates.
- F51/48th of the grant vested on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F61/48th of the grant vested on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F71/48th of GSUs vested on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.