SEC Form 4 · accession 0001127602-16-057559
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L John Doerr
Director
Period of report
Jul 6, 2016
Accepted (ET)
Jul 6, 2016 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Google Stock UnitF1 | Jul 6, 2016 | A | 504 | $0.00 | A | 504 | D | |
| Class C Google Stock UnitF2 | holding | — | — | — | 309 | D | ||
| Class A Common Stock | holding | — | — | — | 3,385 | D | ||
| Class C Capital Stock | holding | — | — | — | 3,895 | D | ||
| Class C Capital Stock | holding | — | — | — | 944,739 | I | Vallejo Ventures Trust | |
| Class C Google Stock UnitF3 | holding | — | — | — | 100 | D | ||
| Class C Google Stock UnitF4 | holding | — | — | — | 505 | D | ||
| Class A Google Stock UnitF5 | holding | — | — | — | 100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF6,F7 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 1,117,447 | 1,117,447 | I |
Explanation of responses
- F11/48th of Restricted Stock Units (GSUs) will vest on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F21/48th of the grant will vest on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F31/48th of the grant vested on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F41/48th of Restricted Stock Units (GSUs) will vest on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F51/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of the month thereafter, subject to continued employment on such vesting dates.
- F6There is no exercisable date for the Issuer's Class B Common Stock.
- F7There is no expiration date for the Issuer's Class B Common Stock.