SEC Form 4 · accession 0001127602-16-056526
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ruth Porat
Officer — SVP, Chief Financial Officer
Period of report
Jun 27, 2016
Accepted (ET)
Jun 29, 2016 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Google Stock UnitF1 | Jun 27, 2016 | C | 2,216 | $0.00 | D | 30,241 | D | |
| Class C Capital Stock | Jun 27, 2016 | C | 2,216 | $0.00 | A | 13,649 | D | |
| Class C Google Stock UnitF1 | Jun 27, 2016 | F | 2,420 | $675.22 | D | 27,821 | D | |
| Class C Google Stock UnitF4 | Jun 27, 2016 | C | 1,575 | $0.00 | D | 47,835 | D | |
| Class C Capital Stock | Jun 27, 2016 | C | 1,575 | $0.00 | A | 15,224 | D | |
| Class C Google Stock UnitF4 | Jun 27, 2016 | F | 1,719 | $675.22 | D | 46,116 | D | |
| Class A Common Stock | holding | — | — | — | 3,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11/5th of Google Stock Units ("GSUs") vested on December 25, 2015 after which an additional 1/10th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such vesting dates.
- F2Vesting of GSUs grant of which was previously reported in Form 4.
- F3Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
- F41/16th of GSUs will vest on March 25, 2016 and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such vesting dates.