SEC Form 4 · accession 0001127602-16-056522
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane B Greene
Officer — Senior Vice President · Director
Period of report
Jun 27, 2016
Accepted (ET)
Jun 29, 2016 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Google Stock UnitF1 | Jun 27, 2016 | C | 6 | $0.00 | D | 513 | D | |
| Class C Capital Stock | Jun 27, 2016 | C | 6 | $0.00 | A | 89,467 | D | |
| Class C Google Stock UnitF1 | Jun 27, 2016 | F | 8 | $675.22 | D | 505 | D | |
| Class C Google Stock UnitF3 | Jun 27, 2016 | C | 6 | $0.00 | D | 316 | D | |
| Class C Capital Stock | Jun 27, 2016 | C | 6 | $0.00 | A | 89,473 | D | |
| Class C Google Stock UnitF3 | Jun 27, 2016 | F | 7 | $675.22 | D | 309 | D | |
| Class C Google Stock UnitF4 | Jun 27, 2016 | C | 2 | $0.00 | D | 4 | D | |
| Class C Capital Stock | Jun 27, 2016 | C | 2 | $0.00 | A | 89,475 | D | |
| Class C Google Stock UnitF4 | Jun 27, 2016 | F | 4 | $675.22 | D | 0 | D | |
| Class A Google Stock UnitF5 | Jun 27, 2016 | C | 2 | $0.00 | D | 4 | D | |
| Class A Common Stock | Jun 27, 2016 | C | 2 | $0.00 | A | 2,172 | D | |
| Class A Google Stock UnitF5 | Jun 27, 2016 | F | 4 | $685.20 | D | 0 | D | |
| Class C Google Stock UnitF6 | Jun 27, 2016 | C | 3 | $0.00 | D | 105 | D | |
| Class C Capital Stock | Jun 27, 2016 | C | 3 | $0.00 | A | 89,478 | D | |
| Class C Google Stock UnitF6 | Jun 27, 2016 | F | 5 | $675.22 | D | 100 | D | |
| Class A Google Stock UnitF6 | Jun 27, 2016 | C | 3 | $0.00 | D | 105 | D | |
| Class A Common Stock | Jun 27, 2016 | C | 3 | $0.00 | A | 2,175 | D | |
| Class A Google Stock UnitF6 | Jun 27, 2016 | F | 5 | $685.20 | D | 100 | D | |
| Class C Google Stock UnitF7 | Jun 27, 2016 | C | 1,172 | $0.00 | D | 15,993 | D | |
| Class C Capital Stock | Jun 27, 2016 | C | 1,172 | $0.00 | A | 90,650 | D | |
| Class C Google Stock UnitF7 | Jun 27, 2016 | F | 1,280 | $675.22 | D | 14,713 | D | |
| Class C Google Stock UnitF8 | Jun 27, 2016 | C | 1,172 | $0.00 | D | 35,610 | D | |
| Class C Capital Stock | Jun 27, 2016 | C | 1,172 | $0.00 | A | 91,822 | D | |
| Class C Google Stock UnitF8 | Jun 27, 2016 | F | 1,280 | $675.22 | D | 34,330 | D | |
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 123 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 11 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 123 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 11 | I | By Trust. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11/48th of GSUs vested on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F2Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
- F31/48th of the grant vested on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F4GSUs will vest at the rate of 25% on the 25th day of the month in which the grant's first anniversary occurs, and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. Vesting start date is February 1, 2012.
- F5The GSUs vest as follows: 1/48th vests on the 25th calendar day of the month following the vesting start date and an additional 1/48th vests on the 25th day of each month thereafter, subject to continued service on such vesting dates. Vesting start date is July 11, 2012.
- F61/48th of the grant vested on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F71/8th of GSUs vested on March 25, 2016 and an additional 1/8th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject o continued employment on such vesting dates.
- F81/16th of GSUs vested on March 25, 2016 and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject o continued employment on such vesting dates.