SEC Form 4 · accession 0001127602-16-056432
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Page
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jun 24, 2016
Accepted (ET)
Jun 28, 2016 · 3:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 24, 2016 | C | 16,670 | $0.00 | A | 30,670 | D | |
| Class A Common StockF1,F2 | Jun 24, 2016 | S | 551 | $685.9069 | D | 30,119 | D | |
| Class A Common StockF1,F3 | Jun 24, 2016 | S | 1,091 | $686.8906 | D | 29,028 | D | |
| Class A Common StockF1,F4 | Jun 24, 2016 | S | 1,041 | $688.079 | D | 27,987 | D | |
| Class A Common StockF1,F5 | Jun 24, 2016 | S | 2,065 | $689.2537 | D | 25,922 | D | |
| Class A Common StockF1,F6 | Jun 24, 2016 | S | 3,640 | $690.3268 | D | 22,282 | D | |
| Class A Common StockF1,F7 | Jun 24, 2016 | S | 1,732 | $691.1156 | D | 20,550 | D | |
| Class A Common StockF1,F8 | Jun 24, 2016 | S | 800 | $692.2162 | D | 19,750 | D | |
| Class A Common StockF1,F9 | Jun 24, 2016 | S | 1,303 | $693.3792 | D | 18,447 | D | |
| Class A Common StockF1,F10 | Jun 24, 2016 | S | 1,260 | $694.2709 | D | 17,187 | D | |
| Class A Common StockF1,F11 | Jun 24, 2016 | S | 700 | $695.5986 | D | 16,487 | D | |
| Class A Common StockF1,F12 | Jun 24, 2016 | S | 55 | $711.8575 | D | 16,432 | D | |
| Class A Common StockF1,F13 | Jun 24, 2016 | S | 1,108 | $698.0063 | D | 15,324 | D | |
| Class A Common StockF1,F14 | Jun 24, 2016 | S | 824 | $699.061 | D | 14,500 | D | |
| Class A Common StockF1,F15 | Jun 24, 2016 | S | 400 | $700.22 | D | 14,100 | D | |
| Class A Common StockF1 | Jun 24, 2016 | S | 100 | $701.67 | D | 14,000 | D | |
| Class C Capital StockF16 | Jun 24, 2016 | S | 700 | $676.183 | D | 20,787,922 | D | |
| Class C Capital StockF17 | Jun 24, 2016 | S | 1,331 | $676.9553 | D | 20,786,591 | D | |
| Class C Capital StockF18 | Jun 24, 2016 | S | 998 | $677.9615 | D | 20,785,593 | D | |
| Class C Capital StockF19 | Jun 24, 2016 | S | 2,905 | $679.1415 | D | 20,782,688 | D | |
| Class C Capital StockF20 | Jun 24, 2016 | S | 2,592 | $680.1287 | D | 20,780,096 | D | |
| Class C Capital StockF21 | Jun 24, 2016 | S | 2,151 | $681.1867 | D | 20,777,945 | D | |
| Class C Capital StockF22 | Jun 24, 2016 | S | 1,652 | $681.9936 | D | 20,776,293 | D | |
| Class C Capital StockF23 | Jun 24, 2016 | S | 1,321 | $683.0384 | D | 20,774,972 | D | |
| Class C Capital StockF24 | Jun 24, 2016 | S | 400 | $684.305 | D | 20,774,572 | D | |
| Class C Capital StockF25 | Jun 24, 2016 | S | 599 | $685.1347 | D | 20,773,973 | D | |
| Class C Capital StockF26 | Jun 24, 2016 | S | 1,019 | $686.1037 | D | 20,772,954 | D | |
| Class C Capital StockF27 | Jun 24, 2016 | S | 500 | $687.422 | D | 20,772,454 | D | |
| Class C Capital StockF28 | Jun 24, 2016 | S | 502 | $688.5141 | D | 20,771,952 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF29,F30 | $0.00 | Jun 24, 2016 | C | 16,670 | D | — | — | Class A Common Stock | 16,670 | 20,696,896 | D |
Explanation of responses
- F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person.
- F10The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $693.89 to $694.88, inclusive.
- F11The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $695.09 to $696.08, inclusive.
- F12The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $696.20 to $697.19, inclusive.
- F13The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $697.64 to $698.63, inclusive.
- F14The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $698.75 to $699.74, inclusive.
- F15The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $699.86 to $700.85, inclusive.
- F16The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $675.51 to $676.50, inclusive.
- F17The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $676.52 to $677.51, inclusive.
- F18The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $677.50 to $678.49, inclusive.
- F19The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $678.65 to $679.64, inclusive.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $685.40 to $686.39, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (28) to this Form 4.
- F20The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $679.66 to $680.65, inclusive.
- F21The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $680.70 to $681.69, inclusive.
- F22The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $681.70 to $682.69, inclusive.
- F23The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $682.72 to $683.71, inclusive.
- F24The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $683.76 to $684.75, inclusive.
- F25The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $684.76 to $685.75, inclusive.
- F26The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $685.83 to $686.82, inclusive.
- F27The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $686.92 to $687.91, inclusive.
- F28The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $688.05 to $689.04, inclusive.
- F29All shares are exercisable as of the transaction date.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $686.48 to $687.47, inclusive.
- F30There is no expiration date for the Issuer's Class B Common Stock.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $687.61 to $688.60, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $688.67 to $689.66, inclusive.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $689.67 to $690.66, inclusive.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $690.79 to $691.70, inclusive.
- F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $691.79 to $692.78, inclusive.
- F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $692.85 to $693.84, inclusive.
Remarks
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.