SEC Form 4 · accession 0001127602-16-052477
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Page
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
May 16, 2016
Accepted (ET)
May 17, 2016 · 3:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 6, 2016 | G | 75,000 | $0.00 | D | 14,000 | D | |
| Class C Capital Stock | May 6, 2016 | G | 75,000 | $0.00 | D | 20,938,620 | D | |
| Class A Common StockF1 | May 16, 2016 | C | 16,666 | $0.00 | A | 30,666 | D | |
| Class A Common StockF1,F2 | May 16, 2016 | S | 700 | $721.00 | D | 29,966 | D | |
| Class A Common StockF1,F3 | May 16, 2016 | S | 861 | $722.7297 | D | 29,105 | D | |
| Class A Common StockF1,F4 | May 16, 2016 | S | 1,731 | $723.8703 | D | 27,374 | D | |
| Class A Common StockF1,F5 | May 16, 2016 | S | 1,800 | $724.8193 | D | 25,574 | D | |
| Class A Common StockF1,F6 | May 16, 2016 | S | 200 | $725.87 | D | 25,374 | D | |
| Class A Common StockF1,F7 | May 16, 2016 | S | 1,025 | $726.9171 | D | 24,349 | D | |
| Class A Common StockF1,F8 | May 16, 2016 | S | 1,017 | $728.574 | D | 23,332 | D | |
| Class A Common StockF1,F9 | May 16, 2016 | S | 3,172 | $729.3437 | D | 20,160 | D | |
| Class A Common StockF1,F10 | May 16, 2016 | S | 2,373 | $730.4504 | D | 17,787 | D | |
| Class A Common StockF1,F11 | May 16, 2016 | S | 2,989 | $731.3542 | D | 14,798 | D | |
| Class A Common StockF1 | May 16, 2016 | S | 798 | $732.1769 | D | 14,000 | D | |
| Class C Capital StockF12 | May 16, 2016 | S | 700 | $706.7086 | D | 20,937,920 | D | |
| Class C Capital StockF13 | May 16, 2016 | S | 400 | $707.7475 | D | 20,937,520 | D | |
| Class C Capital StockF14 | May 16, 2016 | S | 800 | $708.8112 | D | 20,936,720 | D | |
| Class C Capital StockF15 | May 16, 2016 | S | 2,215 | $709.989 | D | 20,934,505 | D | |
| Class C Capital StockF16 | May 16, 2016 | S | 998 | $710.8071 | D | 20,933,507 | D | |
| Class C Capital StockF17 | May 16, 2016 | S | 900 | $712.6078 | D | 20,932,607 | D | |
| Class C Capital StockF18 | May 16, 2016 | S | 379 | $713.3615 | D | 20,932,228 | D | |
| Class C Capital StockF19 | May 16, 2016 | S | 3,407 | $714.8382 | D | 20,928,821 | D | |
| Class C Capital StockF20 | May 16, 2016 | S | 2,835 | $715.8056 | D | 20,925,986 | D | |
| Class C Capital StockF21 | May 16, 2016 | S | 1,522 | $716.7976 | D | 20,924,464 | D | |
| Class C Capital StockF22 | May 16, 2016 | S | 2,510 | $717.6808 | D | 20,921,954 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF23,F24 | $0.00 | May 16, 2016 | C | 16,666 | D | — | — | Class A Common Stock | 16,666 | 20,846,898 | D |
Explanation of responses
- F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person.
- F10The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $729.83 to $730.82, inclusive.
- F11The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $730.90 to $731.89, inclusive.
- F12The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $706.21 to $707.20, inclusive.
- F13The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $707.25 to $708.24, inclusive.
- F14The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $708.29 to $709.28, inclusive.
- F15The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $709.54 to $710.53, inclusive.
- F16The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $710.58 to $711.57, inclusive.
- F17The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $712.00 to $712.99, inclusive.
- F18The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $713.00 to $713.99, inclusive.
- F19The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $714.13 to $715.12, inclusive.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $720.58 to $721.57, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (22) to this Form 4.
- F20The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $715.31 to $716.30, inclusive.
- F21The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $716.31 to $717.30, inclusive.
- F22The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $717.32 to $718.31, inclusive.
- F23All shares are exercisable as of the transaction date.
- F24There is no expiration date for the Issuer's Class B Common Stock.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $722.33 to $723.32, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $723.41 to $724.40, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $724.48 to $725.47, inclusive.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $725.49 to $726.48, inclusive.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $726.49 to $727.48, inclusive.
- F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $727.82 to $728.81, inclusive.
- F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $728.82 to $729.81, inclusive.
Remarks
All sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.