SEC Form 4 · accession 0001127602-16-051151
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sundar Pichai
Officer — CEO, Google Inc.
Period of report
May 4, 2016
Accepted (ET)
May 4, 2016 · 6:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 4, 2016 | S | 375 | $706.77 | D | 3,965 | D | |
| Class C Capital Stock | May 4, 2016 | S | 3,625 | $689.04 | D | 46,130 | D | |
| Class A Google Stock UnitF1 | holding | — | — | — | 45,479 | D | ||
| Class C Google Stock UnitF2 | holding | — | — | — | 256,245 | D | ||
| Class C Google Stock UnitF1 | holding | — | — | — | 45,479 | D | ||
| Class C Google Stock UnitF3 | holding | — | — | — | 44,243 | D | ||
| Class C Google Stock UnitF4 | holding | — | — | — | 353,939 | D | ||
| Class C Google Stock UnitF5 | holding | — | — | — | 74,708 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To Purchase Class A Common StockF6 | $318.2102 | holding | — | — | — | — | Apr 4, 2022 | Class A Common Stock | 8,646 | 8,646 | D |
| Option To Purchase Class A Common StockF6 | $218.5563 | holding | — | — | — | — | Jul 29, 2019 | Class A Common Stock | 2,436 | 2,436 | D |
| Option To Purchase Class A Common StockF6 | $253.6664 | holding | — | — | — | — | Aug 4, 2020 | Class A Common Stock | 1,459 | 1,459 | D |
| Option to Purchase Class C Capital StockF6 | $316.9399 | holding | — | — | — | — | Apr 4, 2022 | Class C Capital Stock | 8,646 | 8,646 | D |
| Option to Purchase Class C Capital StockF6 | $217.6838 | holding | — | — | — | — | Jul 29, 2019 | Class C Capital Stock | 2,436 | 2,436 | D |
| Option to Purchase Class C Capital StockF6 | $252.6537 | holding | — | — | — | — | Aug 4, 2020 | Class C Capital Stock | 1,459 | 1,459 | D |
Explanation of responses
- F1The GSUs vest at a rate of 1/72 per month, subject to continued employment on the applicable vesting dates.
- F21/16th of GSUs vested on March 25, 2016 and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such vesting dates.
- F350% of the grant vested on April 25, 2016 and 50% of the grant will vest on April 25, 2017, subject to continued employment on such date.
- F4100% of the grant will vest on April 25, 2018, subject to continued employment on such date.
- F5The GSUs vest at a rate of 1/8th per quarter, subject to continued employment on the applicable vesting dates.
- F6Option is fully vested.