SEC Form 4 · accession 0001127602-16-050147
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Page
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Apr 26, 2016
Accepted (ET)
Apr 28, 2016 · 2:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital Stock | Apr 26, 2016 | S | 100 | $703.22 | D | 21,155,188 | D | |
| Class C Capital StockF1 | Apr 26, 2016 | S | 594 | $704.8507 | D | 21,154,594 | D | |
| Class C Capital StockF2 | Apr 26, 2016 | S | 745 | $706.5073 | D | 21,153,849 | D | |
| Class C Capital StockF3 | Apr 26, 2016 | S | 1,770 | $707.2652 | D | 21,152,079 | D | |
| Class C Capital StockF4 | Apr 26, 2016 | S | 513 | $708.0909 | D | 21,151,566 | D | |
| Class C Capital StockF5 | Apr 26, 2016 | S | 600 | $709.745 | D | 21,150,966 | D | |
| Class C Capital StockF6 | Apr 26, 2016 | S | 700 | $712.2814 | D | 21,150,266 | D | |
| Class C Capital StockF7 | Apr 26, 2016 | S | 719 | $713.0737 | D | 21,149,547 | D | |
| Class C Capital StockF8 | Apr 26, 2016 | S | 700 | $714.8971 | D | 21,148,847 | D | |
| Class C Capital StockF9 | Apr 26, 2016 | S | 1,200 | $716.11 | D | 21,147,647 | D | |
| Class C Capital StockF10 | Apr 26, 2016 | S | 4,050 | $717.3134 | D | 21,143,597 | D | |
| Class C Capital StockF11 | Apr 26, 2016 | S | 1,316 | $718.1363 | D | 21,142,281 | D | |
| Class C Capital StockF12 | Apr 26, 2016 | S | 724 | $719.0158 | D | 21,141,557 | D | |
| Class C Capital StockF13 | Apr 26, 2016 | S | 509 | $720.8908 | D | 21,141,048 | D | |
| Class C Capital StockF14 | Apr 26, 2016 | S | 1,662 | $721.9201 | D | 21,139,386 | D | |
| Class C Capital StockF15 | Apr 26, 2016 | S | 564 | $723.3255 | D | 21,138,822 | D | |
| Class C Capital Stock | Apr 26, 2016 | S | 200 | $725.48 | D | 21,138,622 | D | |
| Class A Common StockF16 | holding | — | — | — | 89,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF17,F18 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 20,913,566 | 20,913,566 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $704.36 to $705.35, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (15) to this Form 4.
- F10The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $716.73 to $717.72, inclusive.
- F11The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $717.74 to $718.73, inclusive.
- F12The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $718.76 to $719.75, inclusive.
- F13The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $720.55 to $721.54, inclusive.
- F14The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $721.55 to $722.54, inclusive.
- F15The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $722.85 to $723.84, inclusive.
- F16Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person.
- F17All shares are exercisable as of the transaction date.
- F18There is no expiration date for the Issuer's Class B Common Stock.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $705.82 to $706.81, inclusive.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $706.83 to $707.82, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $707.94 to $708.93, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $709.34 to $710.33, inclusive.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $711.62 to $712.61, inclusive.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $712.65 to $713.64, inclusive.
- F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $714.59 to $715.58, inclusive.
- F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $715.60 to $716.59, inclusive.
Remarks
Form 4 Filing 2 of 2 (continuation report): Related transactions effected by the Reporting Person on April 26, 2016 are reported on additional Form 4s. All transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.