SEC Form 4 · accession 0001127602-16-047780
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane B Greene
Officer — Senior Vice President · Director
Period of report
Mar 28, 2016
Accepted (ET)
Mar 30, 2016 · 1:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital Stock | Mar 24, 2016 | G | 116,341 | $0.00 | D | 86,903 | D | |
| Class C Capital Stock | Mar 24, 2016 | G | 4,053 | $0.00 | D | 7,228 | I | By Husband |
| Class C Google Stock UnitF1 | Mar 28, 2016 | F | 1,280 | $735.30 | D | 37,954 | D | |
| Class C Google Stock UnitF1 | Mar 28, 2016 | C | 1,172 | $0.00 | D | 36,782 | D | |
| Class C Capital Stock | Mar 28, 2016 | C | 1,172 | $0.00 | A | 88,098 | D | |
| Class C Google Stock UnitF4 | Mar 28, 2016 | F | 1,125 | $735.30 | D | 18,492 | D | |
| Class C Google Stock UnitF4 | Mar 28, 2016 | C | 1,327 | $0.00 | D | 17,165 | D | |
| Class C Capital Stock | Mar 28, 2016 | C | 1,327 | $0.00 | A | 89,425 | D | |
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 123 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Google Stock UnitF5 | holding | — | — | — | 349 | D | ||
| Class C Google Stock UnitF6 | holding | — | — | — | 125 | D | ||
| Class C Google Stock UnitF7 | holding | — | — | — | 16 | D | ||
| Class C Google Stock UnitF8 | holding | — | — | — | 547 | D | ||
| Class A Common Stock | holding | — | — | — | 2,155 | D | ||
| Class A Common Stock | holding | — | — | — | 11 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 123 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 11 | I | By Trust. | |
| Class A Google Stock UnitF6 | holding | — | — | — | 125 | D | ||
| Class A Google Stock UnitF9 | holding | — | — | — | 16 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11/16th of GSUs will vest on March 25, 2016 and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject o continued employment on such vesting dates.
- F2Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
- F3Vesting of GSUs grant of which was previously reported in Form 4.
- F41/8th of GSUs will vest on March 25, 2016 and an additional 1/8th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject o continued employment on such vesting dates.
- F51/48th of the grant will vest on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F61/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F7GSUs will vest at the rate of 25% on the 25th day of the month in which the grant's first anniversary occurs, and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. Vesting start date is February 1, 2012.
- F81/48th of GSUs will vest on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F9The GSUs vest as follows: 1/48th vests on the 25th calendar day of the month following the vesting start date and an additional 1/48th vests on the 25th day of each month thereafter, subject to continued service on such vesting dates. Vesting start date is July 11, 2012.