SEC Form 4 · accession 0001127602-16-047531
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Page
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Mar 22, 2016
Accepted (ET)
Mar 24, 2016 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 22, 2016 | C | 16,666 | $0.00 | A | 105,666 | D | |
| Class A Common StockF1,F2 | Mar 22, 2016 | S | 2,491 | $758.8625 | D | 103,175 | D | |
| Class A Common StockF1,F3 | Mar 22, 2016 | S | 3,191 | $759.862 | D | 99,984 | D | |
| Class A Common StockF1,F4 | Mar 22, 2016 | S | 2,623 | $760.9039 | D | 97,361 | D | |
| Class A Common StockF1,F5 | Mar 22, 2016 | S | 3,566 | $761.9624 | D | 93,795 | D | |
| Class A Common StockF1,F6 | Mar 22, 2016 | S | 4,037 | $762.9209 | D | 89,758 | D | |
| Class A Common StockF1,F7 | Mar 22, 2016 | S | 658 | $763.6131 | D | 89,100 | D | |
| Class A Common StockF1,F8 | Mar 22, 2016 | S | 100 | $764.48 | D | 89,000 | D | |
| Class C Capital StockF9 | Mar 22, 2016 | S | 200 | $738.51 | D | 21,238,422 | D | |
| Class C Capital StockF10 | Mar 22, 2016 | S | 1,896 | $739.718 | D | 21,236,526 | D | |
| Class C Capital StockF11 | Mar 22, 2016 | S | 3,445 | $740.7307 | D | 21,233,081 | D | |
| Class C Capital StockF12 | Mar 22, 2016 | S | 2,657 | $741.5468 | D | 21,230,424 | D | |
| Class C Capital StockF13 | Mar 22, 2016 | S | 3,311 | $742.7426 | D | 21,227,113 | D | |
| Class C Capital StockF14 | Mar 22, 2016 | S | 4,357 | $743.6882 | D | 21,222,756 | D | |
| Class C Capital StockF15 | Mar 22, 2016 | S | 800 | $744.4725 | D | 21,221,956 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF16,F17 | $0.00 | Mar 22, 2016 | C | 16,666 | D | — | — | Class A Common Stock | 16,666 | 20,996,900 | D |
Explanation of responses
- F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person.
- F10These shares were sold in multiple transactions at prices ranging from $739.11 to $740.10, inclusive.
- F11These shares were sold in multiple transactions at prices ranging from $740.11 to $741.10, inclusive.
- F12These shares were sold in multiple transactions at prices ranging from $741.14 to $742.13, inclusive.
- F13These shares were sold in multiple transactions at prices ranging from $742.15 to $743.14, inclusive.
- F14These shares were sold in multiple transactions at prices ranging from $743.25 to $744.24, inclusive.
- F15These shares were sold in multiple transactions at prices ranging from $744.25 to $745.24, inclusive.
- F16All shares are exercisable as of the transaction date.
- F17There is no expiration date for the Issuer's Class B Common Stock.
- F2The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (15) to this Form 4. These shares were sold in multiple transactions at prices ranging from $758.31 to $759.30, inclusive.
- F3These shares were sold in multiple transactions at prices ranging from $759.39 to $760.38, inclusive.
- F4These shares were sold in multiple transactions at prices ranging from $760.44 to $761.43, inclusive.
- F5These shares were sold in multiple transactions at prices ranging from $761.44 to $762.43 inclusive.
- F6These shares were sold in multiple transactions at prices ranging from $762.47 to $763.47, inclusive.
- F7These shares were sold in multiple transactions at prices ranging from $763.48 to $764.47, inclusive.
- F8These shares were sold in multiple transactions at prices ranging from $764.48 to $765.47, inclusive.
- F9These shares were sold in multiple transactions at prices ranging from $738.04 to $739.03 inclusive.
Remarks
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.