SEC Form 4 · accession 0001127602-16-043422
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Page
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 7:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 23, 2016 | C | 16,666 | $0.00 | A | 105,666 | D | |
| Class C Capital Stock | Feb 23, 2016 | S | 100 | $694.14 | D | 21,321,856 | D | |
| Class C Capital StockF2 | Feb 23, 2016 | S | 2,382 | $695.6939 | D | 21,319,474 | D | |
| Class C Capital StockF3 | Feb 23, 2016 | S | 2,937 | $696.7279 | D | 21,316,537 | D | |
| Class C Capital StockF4 | Feb 23, 2016 | S | 3,461 | $697.6971 | D | 21,313,076 | D | |
| Class C Capital StockF5 | Feb 23, 2016 | S | 1,611 | $698.73 | D | 21,311,465 | D | |
| Class C Capital StockF6 | Feb 23, 2016 | S | 716 | $699.8381 | D | 21,310,749 | D | |
| Class C Capital StockF7 | Feb 23, 2016 | S | 1,498 | $700.7544 | D | 21,309,251 | D | |
| Class C Capital StockF8 | Feb 23, 2016 | S | 390 | $702.1164 | D | 21,308,861 | D | |
| Class C Capital StockF9 | Feb 23, 2016 | S | 700 | $702.90 | D | 21,308,161 | D | |
| Class C Capital StockF10 | Feb 23, 2016 | S | 700 | $704.0371 | D | 21,307,461 | D | |
| Class C Capital StockF11 | Feb 23, 2016 | S | 1,143 | $705.1912 | D | 21,306,318 | D | |
| Class C Capital StockF12 | Feb 23, 2016 | S | 928 | $706.0575 | D | 21,305,390 | D | |
| Class C Capital Stock | Feb 23, 2016 | S | 100 | $707.35 | D | 21,305,290 | D | |
| Class A Common StockF1,F13 | Feb 23, 2016 | S | 321 | $717.0562 | D | 105,345 | D | |
| Class A Common StockF1,F14 | Feb 23, 2016 | S | 1,150 | $718.2449 | D | 104,195 | D | |
| Class A Common StockF1,F15 | Feb 23, 2016 | S | 2,824 | $719.3698 | D | 101,371 | D | |
| Class A Common StockF1,F16 | Feb 23, 2016 | S | 2,660 | $720.3091 | D | 98,711 | D | |
| Class A Common StockF1,F17 | Feb 23, 2016 | S | 2,134 | $721.3338 | D | 96,577 | D | |
| Class A Common StockF1,F18 | Feb 23, 2016 | S | 1,346 | $722.1346 | D | 95,231 | D | |
| Class A Common StockF1,F19 | Feb 23, 2016 | S | 2,107 | $723.6264 | D | 93,124 | D | |
| Class A Common StockF1,F20 | Feb 23, 2016 | S | 224 | $724.2253 | D | 92,900 | D | |
| Class A Common StockF1,F21 | Feb 23, 2016 | S | 1,300 | $725.9203 | D | 91,600 | D | |
| Class A Common StockF1,F22 | Feb 23, 2016 | S | 700 | $727.2129 | D | 90,900 | D | |
| Class A Common StockF1,F23 | Feb 23, 2016 | S | 1,400 | $728.1502 | D | 89,500 | D | |
| Class A Common StockF1,F24 | Feb 23, 2016 | S | 400 | $729.0023 | D | 89,100 | D | |
| Class A Common StockF1 | Feb 23, 2016 | S | 100 | $729.86 | D | 89,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF25,F26 | $0.00 | Feb 23, 2016 | C | 16,666 | D | — | — | Class A Common Stock | 16,666 | 21,080,234 | D |
Explanation of responses
- F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person.
- F10These shares were sold in multiple transactions at prices ranging from $703.68 to $704.67, inclusive.
- F11These shares were sold in multiple transactions at prices ranging from $704.68 to $705.67, inclusive.
- F12These shares were sold in multiple transactions at prices ranging from $705.69 to $706.68, inclusive.
- F13These shares were sold in multiple transactions at prices ranging from $716.45 to $717.44, inclusive.
- F14These shares were sold in multiple transactions at prices ranging from $717.79 to $718.78, inclusive.
- F15These shares were sold in multiple transactions at prices ranging from $718.80 to $719.79, inclusive.
- F16These shares were sold in multiple transactions at prices ranging from $719.83 to $720.82, inclusive.
- F17These shares were sold in multiple transactions at prices ranging from $720.83 to $721.82, inclusive.
- F18These shares were sold in multiple transactions at prices ranging from $721.83 to $722.82, inclusive.
- F19These shares were sold in multiple transactions at prices ranging from $723.08 to $724.07, inclusive.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $694.14 to $695.13, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (24) to this Form 4.
- F20These shares were sold in multiple transactions at prices ranging from $724.10 to $725.09, inclusive.
- F21These shares were sold in multiple transactions at prices ranging from $725.46 to $726.45, inclusive.
- F22These shares were sold in multiple transactions at prices ranging from $726.68 to $727.67, inclusive.
- F23These shares were sold in multiple transactions at prices ranging from $727.70 to $728.69, inclusive.
- F24These shares were sold in multiple transactions at prices ranging from $728.71 to $729.70, inclusive.
- F25All shares are exercisable as of the transaction date.
- F26There is no expiration date for the Issuer's Class B Common Stock.
- F3These shares were sold in multiple transactions at prices ranging from $696.18 to $697.17, inclusive.
- F4These shares were sold in multiple transactions at prices ranging from $697.23 to $698.22, inclusive.
- F5These shares were sold in multiple transactions at prices ranging from $698.28 to $699.27, inclusive.
- F6These shares were sold in multiple transactions at prices ranging from $699.42 to $700.41, inclusive.
- F7These shares were sold in multiple transactions at prices ranging from $700.48 to $701.47, inclusive.
- F8These shares were sold in multiple transactions at prices ranging from $701.61 to $702.60, inclusive.
- F9These shares were sold in multiple transactions at prices ranging from $702.68 to $703.67, inclusive.
Remarks
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.