SEC Form 4 · accession 0001127602-16-042879
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Page
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Feb 22, 2016
Accepted (ET)
Feb 23, 2016 · 1:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 18, 2016 | G | 75,000 | $0.00 | D | 89,000 | D | |
| Class A Common StockF1 | Feb 22, 2016 | C | 16,666 | $0.00 | A | 105,666 | D | |
| Class A Common StockF1,F2 | Feb 22, 2016 | S | 900 | $725.2711 | D | 104,766 | D | |
| Class A Common StockF1,F3 | Feb 22, 2016 | S | 2,225 | $726.246 | D | 102,541 | D | |
| Class A Common StockF1,F4 | Feb 22, 2016 | S | 3,075 | $727.3594 | D | 99,466 | D | |
| Class A Common StockF1,F5 | Feb 22, 2016 | S | 3,979 | $728.2331 | D | 95,487 | D | |
| Class A Common StockF1,F6 | Feb 22, 2016 | S | 1,289 | $729.356 | D | 94,198 | D | |
| Class A Common StockF1,F7 | Feb 22, 2016 | S | 600 | $730.46 | D | 93,598 | D | |
| Class A Common StockF1,F8 | Feb 22, 2016 | S | 2,461 | $731.5253 | D | 91,137 | D | |
| Class A Common StockF1,F9 | Feb 22, 2016 | S | 1,837 | $732.3399 | D | 89,300 | D | |
| Class A Common StockF1,F10 | Feb 22, 2016 | S | 200 | $733.495 | D | 89,100 | D | |
| Class A Common StockF1 | Feb 22, 2016 | S | 100 | $734.1802 | D | 89,000 | D | |
| Class C Capital StockF11 | Feb 22, 2016 | S | 500 | $703.748 | D | 21,338,122 | D | |
| Class C Capital StockF12 | Feb 22, 2016 | S | 3,873 | $705.2326 | D | 21,334,249 | D | |
| Class C Capital StockF13 | Feb 22, 2016 | S | 3,356 | $706.1741 | D | 21,330,893 | D | |
| Class C Capital StockF14 | Feb 22, 2016 | S | 2,314 | $707.0614 | D | 21,328,579 | D | |
| Class C Capital StockF15 | Feb 22, 2016 | S | 1,600 | $707.874 | D | 21,326,979 | D | |
| Class C Capital StockF16 | Feb 22, 2016 | S | 3,177 | $709.8419 | D | 21,323,802 | D | |
| Class C Capital StockF17 | Feb 22, 2016 | S | 1,394 | $710.5013 | D | 21,322,408 | D | |
| Class C Capital StockF18 | Feb 22, 2016 | S | 252 | $711.649 | D | 21,322,156 | D | |
| Class C Capital StockF19 | Feb 22, 2016 | S | 200 | $712.849 | D | 21,321,956 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF20,F21 | $0.00 | Feb 22, 2016 | C | 16,666 | D | — | — | Class A Common Stock | 16,666 | 21,096,900 | D |
Explanation of responses
- F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
- F10These shares were sold in multiple transactions at prices ranging from $733.04 to $734.03, inclusive.
- F11These shares were sold in multiple transactions at prices ranging from $703.48 to $704.47, inclusive.
- F12These shares were sold in multiple transactions at prices ranging from $704.57 to $705.56, inclusive.
- F13These shares were sold in multiple transactions at prices ranging from $705.58 to $706.57, inclusive.
- F14These shares were sold in multiple transactions at prices ranging from $706.62 to $707.61, inclusive.
- F15These shares were sold in multiple transactions at prices ranging from $707.71 to $708.70, inclusive.
- F16These shares were sold in multiple transactions at prices ranging from $709.24 to $710.23, inclusive.
- F17These shares were sold in multiple transactions at prices ranging from $710.24 to $711.23, inclusive.
- F18These shares were sold in multiple transactions at prices ranging from $711.47 to $712.46, inclusive.
- F19These shares were sold in multiple transactions at prices ranging from $712.84 to $713.83, inclusive.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $724.79 to $725.78, inclusive. The reporting person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (19) to this Form 4.
- F20All shares are exercisable as of the transaction date.
- F21There is no expiration date for the Issuer's Class B Common Stock.
- F3These shares were sold in multiple transactions at prices ranging from $725.83 to $726.82, inclusive.
- F4These shares were sold in multiple transactions at prices ranging from $726.84 to $727.83, inclusive.
- F5These shares were sold in multiple transactions at prices ranging from $727.86 to $728.85, inclusive.
- F6These shares were sold in multiple transactions at prices ranging from $728.91 to $729.90, inclusive.
- F7These shares were sold in multiple transactions at prices ranging from $729.93 to $730.92, inclusive.
- F8These shares were sold in multiple transactions at prices ranging from $730.99 to $731.98, inclusive.
- F9These shares were sold in multiple transactions at prices ranging from $732.02 to $733.01, inclusive.
Remarks
All sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.