SEC Form 5 · accession 0001127602-16-040762
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul S Otellini
Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 11, 2016 · 6:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 5, 2016 | G | 21 | $0.00 | D | 21 | D | |
| Class A Common StockF1 | Jan 5, 2016 | G | 21 | $0.00 | A | 7,254 | I | By Trust |
| Class C Capital Stock | Feb 3, 2016 | G | 48 | $0.00 | D | 48 | D | |
| Class C Capital Stock | Feb 3, 2016 | G | 48 | $0.00 | A | 7,584 | I | By Trust |
| Class A Common Stock | Feb 4, 2016 | G | 21 | $0.00 | A | 7,254 | I | By Trust |
| Class A Common Stock | Feb 4, 2016 | G | 21 | $0.00 | D | 21 | D | |
| Class C Capital StockF2 | Jan 5, 2016 | G | 48 | $0.00 | A | 7,584 | I | By Trust |
| Class C Capital Stock | Jan 5, 2016 | G | 48 | $0.00 | D | 48 | D | |
| Class C Capital Stock | Dec 8, 2015 | G | 49 | $0.00 | A | 7,584 | I | By Trust |
| Class C Capital Stock | Dec 8, 2015 | G | 49 | $0.00 | D | 48 | D | |
| Class C Google Stock UnitF3 | holding | — | — | — | 389 | D | ||
| Class C Google Stock UnitF4 | holding | — | — | — | 149 | D | ||
| Class C Google Stock UnitF4 | holding | — | — | — | 76 | D | ||
| Class A Google Stock UnitF5 | holding | — | — | — | 149 | D | ||
| Class A Google Stock UnitF6 | holding | — | — | — | 76 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 347 shares of Class A Common Stock issued upon vesting of Class A Google Stock Units (GSUs) in 2015, the grant of which was previously reported on Form 4s.
- F2Includes 592 shares of Class C Capital Stock issued upon vesting of Class C Google Stock Units (GSUs) in 2015, the grant of which was previously reported on Form 4s.
- F31/48th of the grant will vest on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F4On January 29, 2014, Google Inc. declared a stock dividend, as a result of which all holders of record of Class A Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding (the "Stock Dividend"). These GSUs were previously reported as GSUs entitling the Reporting Person to receive one share of Google Inc.'s Class A Common Stock for each share underlying the GSU as the GSU vests. As a result of the Stock Dividend, these GSUs were adjusted and each share underlying the GSU now corresponds to one share of Class A Common Stock and one share of Class C Capital Stock.
- F51/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F61/48th of the grant vested on July 25, 2012 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on such dates.
Remarks
Form 5 filing 2 out of 2 (continuation report).