SEC Form 4 · accession 0001127602-16-040754

Alphabet Inc. · GOOGL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Sergey Brin

Officer — President · Director · 10% Owner

Period of report

Feb 9, 2016

Accepted (ET)

Feb 11, 2016 · 6:03 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001652044

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class C Capital Stock^F1	Feb 9, 2016	S	300	$669.76	D	20,789,911	D
Class C Capital Stock^F2	Feb 9, 2016	S	94	$670.26	D	20,789,817	D
Class C Capital Stock^F3	Feb 9, 2016	S	850	$672.1956	D	20,788,967	D
Class C Capital Stock^F4	Feb 9, 2016	S	411	$673.28	D	20,788,556	D
Class C Capital Stock^F5	Feb 9, 2016	S	400	$674.475	D	20,788,156	D
Class C Capital Stock^F6	Feb 9, 2016	S	200	$675.775	D	20,787,956	D
Class C Capital Stock^F7	Feb 9, 2016	S	229	$676.9966	D	20,787,727	D
Class C Capital Stock^F8	Feb 9, 2016	S	1,516	$678.216	D	20,786,211	D
Class C Capital Stock^F9	Feb 9, 2016	S	1,455	$679.2543	D	20,784,756	D
Class C Capital Stock^F10	Feb 9, 2016	S	600	$680.3083	D	20,784,156	D
Class C Capital Stock^F11	Feb 9, 2016	S	700	$681.4486	D	20,783,456	D
Class C Capital Stock^F12	Feb 9, 2016	S	508	$683.0425	D	20,782,948	D
Class C Capital Stock^F13	Feb 9, 2016	S	400	$683.7825	D	20,782,548	D
Class C Capital Stock^F14	Feb 9, 2016	S	755	$685.0664	D	20,781,793	D
Class C Capital Stock^F15	Feb 9, 2016	S	700	$686.2043	D	20,781,093	D
Class C Capital Stock^F16	Feb 9, 2016	S	510	$687.1882	D	20,780,583	D
Class C Capital Stock^F17	Feb 9, 2016	S	900	$688.4378	D	20,779,683	D
Class C Capital Stock^F18	Feb 9, 2016	S	1,000	$689.6678	D	20,778,683	D
Class C Capital Stock^F19	Feb 9, 2016	S	1,000	$690.8505	D	20,777,683	D
Class C Capital Stock^F20	Feb 9, 2016	S	1,300	$692.1623	D	20,776,383	D
Class C Capital Stock^F21	Feb 9, 2016	S	520	$693.05	D	20,775,863	D
Class C Capital Stock^F22	Feb 9, 2016	S	1,018	$694.611	D	20,774,845	D
Class C Capital Stock^F23	Feb 9, 2016	S	300	$695.3633	D	20,774,545	D
Class C Capital Stock^F24	Feb 9, 2016	S	400	$696.4814	D	20,774,145	D
Class C Capital Stock^F25	Feb 9, 2016	S	500	$697.5298	D	20,773,645	D
Class C Capital Stock	Feb 9, 2016	S	100	$698.5475	D	20,773,545	D
Class A Common Stock^F26	holding	—	—		—	0	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F27,F28	$0.00	holding	—	—	—	—	—	Class A Common Stock	20,713,476	20,713,476	D

Explanation of responses

F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $669.22 to $670.21, inclusive. The reporting person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (25) to this Form 4.
F10The shares were sold in multiple transactions at prices ranging from $679.95 to $680.94, inclusive.
F11The shares were sold in multiple transactions at prices ranging from $680.96 to $681.95, inclusive.
F12The shares were sold in multiple transactions at prices ranging from $682.34 to $683.33, inclusive.
F13The shares were sold in multiple transactions at prices ranging from $683.40 to $684.39, inclusive.
F14The shares were sold in multiple transactions at prices ranging from $684.53 to $685.52, inclusive.
F15The shares were sold in multiple transactions at prices ranging from $685.74 to $686.73, inclusive.
F16The shares were sold in multiple transactions at prices ranging from $686.90 to $687.89, inclusive.
F17The shares were sold in multiple transactions at prices ranging from $688.03 to $689.02, inclusive.
F18The shares were sold in multiple transactions at prices ranging from $689.17 to $690.16, inclusive.
F19The shares were sold in multiple transactions at prices ranging from $690.52 to $691.51, inclusive.
F2The shares were sold in multiple transactions at prices ranging from $671.70 to $672.69, inclusive.
F20The shares were sold in multiple transactions at prices ranging from $691.55 to $692.54, inclusive.
F21The shares were sold in multiple transactions at prices ranging from $692.77 to $693.76, inclusive.
F22The shares were sold in multiple transactions at prices ranging from $694.05 to $695.04, inclusive.
F23The shares were sold in multiple transactions at prices ranging from $695.05 to $696.04, inclusive.
F24The shares were sold in multiple transactions at prices ranging from $696.05 to $697.04, inclusive.
F25The shares were sold in multiple transactions at prices ranging from $697.23 to $698.22, inclusive.
F26Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person.
F27All shares are exercisable as of the transaction date.
F28There is no expiration date for the Issuer's Class B Common Stock.
F3The shares were sold in multiple transactions at prices ranging from $671.70 to $672.69, inclusive.
F4The shares were sold in multiple transactions at prices ranging from $672.86 to $673.85, inclusive.
F5The shares were sold in multiple transactions at prices ranging from $673.98 to $674.97, inclusive.
F6The shares were sold in multiple transactions at prices ranging from $675.51 to $676.50, inclusive.
F7The shares were sold in multiple transactions at prices ranging from $676.55 to $677.54, inclusive.
F8The shares were sold in multiple transactions at prices ranging from $677.83 to $678.82, inclusive.
F9The shares were sold in multiple transactions at prices ranging from $678.92 to $679.91, inclusive.

Remarks

Form 4 filing 2 out of 2 (continuation report): Related transactions effected by the Reporting Person on February 9, 2016 are reported on additional Form 4s. All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.