SEC Form 4 · accession 0001127602-16-039910
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John L Hennessy
Director
Period of report
Feb 3, 2016
Accepted (ET)
Feb 5, 2016 · 7:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital StockF1 | Aug 3, 2015 | G | 145 | $0.00 | D | 206 | D | |
| Class C Capital StockF1 | Aug 3, 2015 | G | 145 | $0.00 | A | 1,763 | I | By Trust |
| Class A Common StockF2 | Aug 3, 2015 | G | 104 | $0.00 | D | 139 | D | |
| Class A Common StockF2 | Aug 3, 2015 | G | 104 | $0.00 | A | 5,325 | I | By Trust |
| Class A Common StockF2 | Dec 11, 2015 | G | 118 | $0.00 | D | 104 | D | |
| Class A Common StockF2 | Dec 11, 2015 | G | 118 | $0.00 | A | 5,443 | I | By Trust |
| Class C Capital StockF1 | Dec 11, 2015 | G | 255 | $0.00 | D | 144 | D | |
| Class C Capital StockF1 | Dec 11, 2015 | G | 255 | $0.00 | A | 2,018 | I | By Trust |
| Class C Capital StockF1 | Feb 3, 2016 | S | 200 | $759.675 | D | 1,818 | I | By Trust |
| Class C Capital StockF1 | Feb 3, 2016 | S | 300 | $749.6167 | D | 1,518 | I | By Trust |
| Class C Capital StockF1 | Feb 3, 2016 | S | 300 | $749.70 | D | 1,218 | I | By Trust |
| Class C Google Stock UnitF3 | holding | — | — | — | 141 | D | ||
| Class C Google Stock UnitF4 | holding | — | — | — | 376 | D | ||
| Class C Google Stock UnitF5 | holding | — | — | — | 63 | D | ||
| Class C Google Stock UnitF6 | holding | — | — | — | 575 | D | ||
| Class A Google Stock UnitF7 | holding | — | — | — | 141 | D | ||
| Class A Google Stock UnitF5 | holding | — | — | — | 63 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 592 shares of Class C Capital Stock issued upon vesting of Class C Google Stock Units (GSUs) in 2015, the grant of which was previously reported on Form 4s.
- F2Includes 347 shares of Class A Common Stock issued upon vesting of Class A Google Stock Units (GSUs) in 2015, the grant of which was previously reported on Form 4s.
- F31/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of the month thereafter, subject to continued service on the Board on such vesting dates.
- F41/48th of the grant will vest on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F51/48th of the grant vested on July 25, 2012 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on such dates.
- F61/48th of the grant will vest on July 25, 2015 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F71/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
Remarks
All sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.