SEC Form 4 · accession 0001127602-16-039908
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ruth Porat
Officer — SVP, Chief Financial Officer
Period of report
Feb 3, 2016
Accepted (ET)
Feb 5, 2016 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Google Stock UnitF1,F2 | Feb 3, 2016 | A | 52,704 | $0.00 | A | 52,704 | D | |
| Class C Google Stock UnitF3 | holding | — | — | — | 37,094 | D | ||
| Class C Capital Stock | holding | — | — | — | 7,442 | D | ||
| Class A Common Stock | holding | — | — | — | 3,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11/16th of GSUs will vest on March 25, 2016 and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such vesting dates.
- F2The reported GSU award includes (i) biennial equity grant of 52,311 Class C GSUs as previously disclosed by the Issuer on Form 8-K filed with the SEC on March 26, 2015; and (ii) discretionary grant of 393 shares of Class C GSUs.
- F31/5th of Google Stock Units ("GSUs") vested on December 25, 2015 after which an additional 1/10th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such vesting dates.