SEC Form 4 · accession 0001127602-16-039906
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sundar Pichai
Officer — CEO, Google Inc.
Period of report
Feb 3, 2016
Accepted (ET)
Feb 5, 2016 · 7:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Google Stock UnitF1 | Feb 3, 2016 | A | 273,328 | $0.00 | A | 273,328 | D | |
| Class A Common Stock | Feb 3, 2016 | S | 375 | $786.28 | D | 4,405 | D | |
| Class C Capital Stock | Feb 3, 2016 | S | 3,625 | $768.84 | D | 24,837 | D | |
| Class C Google Stock UnitF2 | holding | — | — | — | 49,269 | D | ||
| Class C Google Stock UnitF3 | holding | — | — | — | 88,485 | D | ||
| Class C Google Stock UnitF4 | holding | — | — | — | 353,939 | D | ||
| Class C Google Stock UnitF5 | holding | — | — | — | 99,610 | D | ||
| Class A Google Stock UnitF2 | holding | — | — | — | 49,269 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To Purchase Class A Common StockF6 | $318.2102 | holding | — | — | — | — | Apr 4, 2022 | Class A Common Stock | 8,646 | 8,646 | D |
| Option To Purchase Class A Common StockF6 | $218.5563 | holding | — | — | — | — | Jul 29, 2019 | Class A Common Stock | 2,436 | 2,436 | D |
| Option To Purchase Class A Common StockF6 | $253.6664 | holding | — | — | — | — | Aug 4, 2020 | Class A Common Stock | 1,459 | 1,459 | D |
| Option to Purchase Class C Capital StockF6 | $316.9399 | holding | — | — | — | — | Apr 4, 2022 | Class C Capital Stock | 8,646 | 8,646 | D |
| Option to Purchase Class C Capital StockF6 | $217.6838 | holding | — | — | — | — | Jul 29, 2019 | Class C Capital Stock | 2,436 | 2,436 | D |
| Option to Purchase Class C Capital StockF6 | $252.6537 | holding | — | — | — | — | Aug 4, 2020 | Class C Capital Stock | 1,459 | 1,459 | D |
Explanation of responses
- F11/16th of GSUs will vest on March 25, 2016 and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such vesting dates.
- F2The GSUs vest at a rate of 1/72 per month, subject to continued employment on the applicable vesting dates.
- F350% of the grant will vest on April 25, 2016 and 50% of the grant will vest on April 25, 2017, subject to continued employment on such dates.
- F4100% of the grant will vest on April 25, 2018, subject to continued employment on such date.
- F5The GSUs vest at a rate of 1/8th per quarter, subject to continued employment on the applicable vesting dates.
- F6Option is fully vested.
Remarks
All sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.