SEC Form 4 · accession 0001127602-16-039902
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane B Greene
Officer — Senior Vice President · Director
Period of report
Feb 3, 2016
Accepted (ET)
Feb 5, 2016 · 7:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Google Stock UnitF1 | Feb 3, 2016 | A | 19,617 | $0.00 | A | 19,617 | D | |
| Class C Google Stock UnitF2 | Feb 3, 2016 | A | 39,234 | $0.00 | A | 39,234 | D | |
| Class A Common Stock | holding | — | — | — | 2,124 | D | ||
| Class A Common Stock | holding | — | — | — | 11 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 123 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 11 | I | By Trust. | |
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 123 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 203,199 | D | ||
| Class C Google Stock UnitF3 | holding | — | — | — | 31 | D | ||
| Class C Google Stock UnitF4 | holding | — | — | — | 376 | D | ||
| Class C Google Stock UnitF5 | holding | — | — | — | 141 | D | ||
| Class C Google Stock UnitF6 | holding | — | — | — | 575 | D | ||
| Class C Google Stock UnitF7 | holding | — | — | — | 32 | D | ||
| Class C Capital Stock | holding | — | — | — | 11,281 | I | By Husband | |
| Class A Google Stock UnitF7 | holding | — | — | — | 31 | D | ||
| Class A Google Stock UnitF5 | holding | — | — | — | 141 | D | ||
| Class A Google Stock UnitF8 | holding | — | — | — | 32 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11/8th of GSUs will vest on March 25, 2016 and an additional 1/8th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject o continued employment on such vesting dates.
- F21/16th of GSUs will vest on March 25, 2016 and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject o continued employment on such vesting dates.
- F3GSUs will vest at the rate of 25% on the 25th day of the month in which the grant's first anniversary occurs, and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. Grant date is February 1, 2012.
- F41/48th of the grant will vest on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F51/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F61/48th of GSUs will vest on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F7GSUs will vest at the rate of 25% on the 25th day of the month in which the grant's first anniversary occurs, and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. Vesting start date is February 1, 2012.
- F8The GSUs vest as follows: 1/48th vests on the 25th calendar day of the month following the vesting start date and an additional 1/48th vests on the 25th day of each month thereafter, subject to continued service on such vesting dates. Vesting start date is July 11, 2012.
Remarks
GSU awards reported in this Form 4 were made in connection with the Reporting Person's employment as a Senior Vice President of Google Inc.