SEC Form 4 · accession 0001127602-16-038859

Alphabet Inc. · GOOGL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Lawrence Page

Officer — Chief Executive Officer · Director · 10% Owner

Period of report

Feb 1, 2016

Accepted (ET)

Feb 1, 2016 · 9:04 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001652044

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1	Feb 1, 2016	C	16,666	$0.00	A	30,666	D
Class C Capital Stock^F2	Feb 1, 2016	S	900	$745.1774	D	21,421,056	D
Class C Capital Stock^F3	Feb 1, 2016	S	1,303	$746.1112	D	21,419,753	D
Class C Capital Stock^F4	Feb 1, 2016	S	1,225	$746.8254	D	21,418,528	D
Class C Capital Stock^F5	Feb 1, 2016	S	1,200	$748.6194	D	21,417,328	D
Class C Capital Stock^F6	Feb 1, 2016	S	3,388	$749.6737	D	21,413,940	D
Class C Capital Stock^F7	Feb 1, 2016	S	4,564	$750.6055	D	21,409,376	D
Class C Capital Stock^F8	Feb 1, 2016	S	2,372	$751.4649	D	21,407,004	D
Class C Capital Stock^F9	Feb 1, 2016	S	300	$752.7536	D	21,406,704	D
Class C Capital Stock^F10	Feb 1, 2016	S	494	$753.8741	D	21,406,210	D
Class C Capital Stock^F11	Feb 1, 2016	S	720	$755.0024	D	21,405,490	D
Class C Capital Stock	Feb 1, 2016	S	100	$756.6304	D	21,405,390	D
Class C Capital Stock	Feb 1, 2016	S	100	$757.75	D	21,405,290	D
Class A Common Stock^F1,F12	Feb 1, 2016	S	500	$762.48	D	30,166	D
Class A Common Stock^F1,F13	Feb 1, 2016	S	400	$763.3525	D	29,766	D
Class A Common Stock^F1,F14	Feb 1, 2016	S	1,315	$764.7322	D	28,451	D
Class A Common Stock^F1,F15	Feb 1, 2016	S	1,501	$765.4531	D	26,950	D
Class A Common Stock^F1,F16	Feb 1, 2016	S	830	$766.7403	D	26,120	D
Class A Common Stock^F1,F17	Feb 1, 2016	S	2,050	$767.9298	D	24,070	D
Class A Common Stock^F1,F18	Feb 1, 2016	S	3,048	$768.8185	D	21,022	D
Class A Common Stock^F1,F19	Feb 1, 2016	S	2,283	$769.7944	D	18,739	D
Class A Common Stock^F1,F20	Feb 1, 2016	S	1,593	$770.9073	D	17,146	D
Class A Common Stock^F1,F21	Feb 1, 2016	S	800	$771.8032	D	16,346	D
Class A Common Stock^F1,F22	Feb 1, 2016	S	819	$772.8962	D	15,527	D
Class A Common Stock^F1,F23	Feb 1, 2016	S	330	$773.7264	D	15,197	D
Class A Common Stock^F1,F24	Feb 1, 2016	S	800	$774.7136	D	14,397	D
Class A Common Stock^F1,F25	Feb 1, 2016	S	308	$776.1774	D	14,089	D
Class A Common Stock^F1	Feb 1, 2016	S	89	$777.05	D	14,000	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F26,F27	$0.00	Feb 1, 2016	C	16,666	D	—	—	Class A Common Stock	16,666	21,330,234	D

Explanation of responses

F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
F10These shares were sold in multiple transactions at prices ranging from $753.57 to $754.56, inclusive.
F11These shares were sold in multiple transactions at prices ranging from $754.57 to $755.56, inclusive.
F12These shares were sold in multiple transactions at prices ranging from $762.99 to $763.98, inclusive.
F13These shares were sold in multiple transactions at prices ranging from $762.99 to $763.98, inclusive.
F14These shares were sold in multiple transactions at prices ranging from $764.01 to $765.00, inclusive.
F15These shares were sold in multiple transactions at prices ranging from $765.05 to $766.04, inclusive.
F16These shares were sold in multiple transactions at prices ranging from $766.22 to $767.21, inclusive.
F17These shares were sold in multiple transactions at prices ranging from $767.35 to $768.34, inclusive.
F18These shares were sold in multiple transactions at prices ranging from $768.37 to $769.36, inclusive.
F19These shares were sold in multiple transactions at prices ranging from $769.39 to $770.38, inclusive.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $744.55 to $745.54, inclusive. The reporting person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (25) to this Form 4.
F20These shares were sold in multiple transactions at prices ranging from $770.41 to $771.40, inclusive.
F21These shares were sold in multiple transactions at prices ranging from $771.42 to $772.41, inclusive.
F22These shares were sold in multiple transactions at prices ranging from $772.42 to $773.41, inclusive.
F23These shares were sold in multiple transactions at prices ranging from $773.47 to $774.46, inclusive.
F24These shares were sold in multiple transactions at prices ranging from $774.51 to $775.50, inclusive.
F25These shares were sold in multiple transactions at prices ranging from $776.02 to $777.01, inclusive.
F26All shares are exercisable as of the transaction date.
F27There is no expiration date for the Issuer's Class B Common Stock.
F3These shares were sold in multiple transactions at prices ranging from $745.55 to $746.54, inclusive.
F4These shares were sold in multiple transactions at prices ranging from $746.56 to $747.55, inclusive.
F5These shares were sold in multiple transactions at prices ranging from $748.09 to $749.08, inclusive.
F6These shares were sold in multiple transactions at prices ranging from $749.15 to $750.14, inclusive.
F7These shares were sold in multiple transactions at prices ranging from $750.15 to $751.14, inclusive.
F8These shares were sold in multiple transactions at prices ranging from $751.21 to $752.20, inclusive.
F9These shares were sold in multiple transactions at prices ranging from $752.42 to $753.41, inclusive.

Remarks

All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.