SEC Form 4 · accession 0001127602-16-038123
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane B Greene
Director
Period of report
Jan 25, 2016
Accepted (ET)
Jan 27, 2016 · 9:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Google Stock UnitF1 | Jan 25, 2016 | F | 6 | $725.25 | D | 383 | D | |
| Class C Google Stock UnitF1 | Jan 25, 2016 | C | 7 | $0.00 | D | 376 | D | |
| Class C Capital Stock | Jan 25, 2016 | C | 7 | $0.00 | A | 203,175 | D | |
| Class A Google Stock UnitF4 | Jan 25, 2016 | F | 4 | $745.46 | D | 145 | D | |
| Class A Google Stock UnitF4 | Jan 25, 2016 | C | 4 | $0.00 | D | 141 | D | |
| Class A Common Stock | Jan 25, 2016 | C | 4 | $0.00 | A | 2,105 | D | |
| Class C Google Stock UnitF4 | Jan 25, 2016 | C | 4 | $0.00 | D | 145 | D | |
| Class C Capital Stock | Jan 25, 2016 | C | 4 | $0.00 | A | 203,179 | D | |
| Class C Google Stock UnitF4 | Jan 25, 2016 | F | 4 | $725.25 | D | 141 | D | |
| Class C Google Stock UnitF5 | Jan 25, 2016 | F | 3 | $725.25 | D | 34 | D | |
| Class C Google Stock UnitF5 | Jan 25, 2016 | C | 2 | $0.00 | D | 32 | D | |
| Class C Capital Stock | Jan 25, 2016 | C | 2 | $0.00 | A | 203,181 | D | |
| Class A Google Stock UnitF5 | Jan 25, 2016 | F | 18 | $745.46 | D | 49 | D | |
| Class A Google Stock UnitF5 | Jan 25, 2016 | C | 18 | $0.00 | D | 31 | D | |
| Class A Common Stock | Jan 25, 2016 | C | 18 | $0.00 | A | 2,123 | D | |
| Class C Google Stock UnitF6 | Jan 25, 2016 | F | 18 | $725.25 | D | 49 | D | |
| Class C Google Stock UnitF6 | Jan 25, 2016 | C | 18 | $0.00 | D | 31 | D | |
| Class C Capital Stock | Jan 25, 2016 | C | 18 | $0.00 | A | 203,199 | D | |
| Class A Google Stock UnitF7 | Jan 25, 2016 | F | 4 | $745.46 | D | 33 | D | |
| Class A Google Stock UnitF7 | Jan 25, 2016 | C | 1 | $0.00 | D | 32 | D | |
| Class A Common Stock | Jan 25, 2016 | C | 1 | $0.00 | A | 2,124 | D | |
| Class C Google Stock UnitF8 | holding | — | — | — | 575 | D | ||
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 123 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 11,281 | I | By Husband | |
| Class A Common Stock | holding | — | — | — | 11 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 123 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 11 | I | By Trust. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11/48th of the grant will vest on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F2Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
- F3Vesting of GSUs grant of which was previously reported in Form 4.
- F41/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F5GSUs will vest at the rate of 25% on the 25th day of the month in which the grant's first anniversary occurs, and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. Vesting start date is February 1, 2012.
- F6GSUs will vest at the rate of 25% on the 25th day of the month in which the grant's first anniversary occurs, and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. Grant date is February 1, 2012.
- F7The GSUs vest as follows: 1/48th vests on the 25th calendar day of the month following the vesting start date and an additional 1/48th vests on the 25th day of each month thereafter, subject to continued service on such vesting dates. Vesting start date is July 11, 2012.
- F81/48th of GSUs will vest on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
Remarks
Form 4 filing 1 of 2 (continuation report): Related vesting transactions effected on January 25, 2016 are reported on additional Form 4.