SEC Form 4 · accession 0001127602-15-035163

Alphabet Inc. · GOOGL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Sergey Brin

Officer — President · Director · 10% Owner

Period of report

Dec 29, 2015

Accepted (ET)

Dec 31, 2015 · 12:19 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001652044

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1	Dec 29, 2015	C	16,666	$0.00	A	16,666	D
Class A Common Stock^F1,F2	Dec 29, 2015	S	600	$787.16	D	16,066	D
Class A Common Stock^F1,F3	Dec 29, 2015	S	914	$788.431	D	15,152	D
Class A Common Stock^F1,F4	Dec 29, 2015	S	989	$789.2959	D	14,163	D
Class A Common Stock^F1,F5	Dec 29, 2015	S	200	$790.25	D	13,963	D
Class A Common Stock^F1,F6	Dec 29, 2015	S	261	$792.2616	D	13,702	D
Class A Common Stock^F1,F7	Dec 29, 2015	S	2,997	$793.7476	D	10,705	D
Class A Common Stock^F1,F8	Dec 29, 2015	S	3,510	$794.4025	D	7,195	D
Class A Common Stock^F1,F9	Dec 29, 2015	S	3,445	$795.7238	D	3,750	D
Class A Common Stock^F1,F10	Dec 29, 2015	S	3,250	$796.5879	D	500	D
Class A Common Stock^F1,F11	Dec 29, 2015	S	500	$797.702	D	0	D
Class C Capital Stock^F12	Dec 29, 2015	S	1,236	$767.1486	D	20,888,975	D
Class C Capital Stock^F13	Dec 29, 2015	S	1,299	$768.513	D	20,887,676	D
Class C Capital Stock^F14	Dec 29, 2015	S	200	$769.06	D	20,887,476	D
Class C Capital Stock	Dec 29, 2015	S	100	$770.28	D	20,887,376	D
Class C Capital Stock^F15	Dec 29, 2015	S	825	$772.0004	D	20,886,551	D
Class C Capital Stock^F16	Dec 29, 2015	S	1,910	$772.9563	D	20,884,641	D
Class C Capital Stock^F17	Dec 29, 2015	S	631	$773.6119	D	20,884,010	D
Class C Capital Stock^F18	Dec 29, 2015	S	655	$774.8665	D	20,883,355	D
Class C Capital Stock^F19	Dec 29, 2015	S	1,655	$776.2323	D	20,881,700	D
Class C Capital Stock^F20	Dec 29, 2015	S	3,013	$777.0025	D	20,878,687	D
Class C Capital Stock^F21	Dec 29, 2015	S	3,120	$778.1764	D	20,875,567	D
Class C Capital Stock^F22	Dec 29, 2015	S	1,922	$778.953	D	20,873,645	D
Class C Capital Stock	Dec 29, 2015	S	100	$779.84	D	20,873,545	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F23,F24	$0.00	Dec 29, 2015	C	16,666	D	—	—	Class A Common Stock	16,666	20,813,476	D

Explanation of responses

F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person.
F10These shares were sold in multiple transactions at prices ranging from $796.21 to $797.20, inclusive.
F11These shares were sold in multiple transactions at prices ranging from $797.37 to $798.36, inclusive.
F12These shares were sold in multiple transactions at prices ranging from $766.66 to $767.65, inclusive.
F13These shares were sold in multiple transactions at prices ranging from $767.92 to $768.91, inclusive.
F14These shares were sold in multiple transactions at prices ranging from $769.01 to $770.00, inclusive.
F15These shares were sold in multiple transactions at prices ranging from $771.35 to $772.34, inclusive.
F16These shares were sold in multiple transactions at prices ranging from $772.41 to $773.40, inclusive.
F17These shares were sold in multiple transactions at prices ranging from $773.43 to $774.42, inclusive.
F18These shares were sold in multiple transactions at prices ranging from $774.58 to $773.57, inclusive.
F19These shares were sold in multiple transactions at prices ranging from $775.61 to $776.60, inclusive.
F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $786.87 to $787.86, inclusive. The reporting person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (18) to this Form 4.
F20These shares were sold in multiple transactions at prices ranging from $776.61 to $777.60, inclusive.
F21These shares were sold in multiple transactions at prices ranging from $777.65 to $778.64, inclusive.
F22These shares were sold in multiple transactions at prices ranging from $778.66 to $779.65, inclusive.
F23All shares are exercisable as of the transaction date.
F24There is no expiration date for the Issuer's Class B Common Stock.
F3These shares were sold in multiple transactions at prices ranging from $787.91 to $788.90, inclusive.
F4These shares were sold in multiple transactions at prices ranging from $788.95 to $789.94, inclusive.
F5These shares were sold in multiple transactions at prices ranging from $789.95 to $790.94, inclusive.
F6These shares were sold in multiple transactions at prices ranging from $791.79 to $792.78, inclusive.
F7These shares were sold in multiple transactions at prices ranging from $793.14 to $794.13, inclusive.
F8These shares were sold in multiple transactions at prices ranging from $794.14 to $795.13, inclusive.
F9These shares were sold in multiple transactions at prices ranging from $795.20 to $796.19, inclusive.