SEC Form 4 · accession 0001127602-15-035033
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane B Greene
Director
Period of report
Dec 28, 2015
Accepted (ET)
Dec 29, 2015 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Restricted Stock UnitF1 | Dec 28, 2015 | F | 5 | $748.40 | D | 397 | D | |
| Class C Restricted Stock UnitF1 | Dec 28, 2015 | C | 8 | $0.00 | D | 389 | D | |
| Class C Capital Stock | Dec 28, 2015 | C | 8 | $0.00 | A | 203,131 | D | |
| Class A Restricted Stock UnitF4 | Dec 28, 2015 | C | 3 | $0.00 | D | 39 | D | |
| Class A Common Stock | Dec 28, 2015 | C | 3 | $0.00 | A | 2,074 | D | |
| Class A Restricted Stock UnitF4 | Dec 28, 2015 | F | 2 | $765.84 | D | 37 | D | |
| Class C Restricted Stock UnitF5 | Dec 28, 2015 | C | 3 | $0.00 | D | 39 | D | |
| Class C Capital Stock | Dec 28, 2015 | C | 3 | $0.00 | A | 203,134 | D | |
| Class C Restricted Stock UnitF6 | Dec 28, 2015 | C | 22 | $0.00 | D | 81 | D | |
| Class C Capital Stock | Dec 28, 2015 | C | 22 | $0.00 | A | 203,156 | D | |
| Class C Restricted Stock UnitF6 | Dec 28, 2015 | F | 14 | $748.40 | D | 67 | D | |
| Class C Restricted Stock UnitF5 | Dec 28, 2015 | F | 2 | $748.40 | D | 37 | D | |
| Class C Restricted Stock UnitF7 | Dec 28, 2015 | C | 5 | $0.00 | D | 153 | D | |
| Class C Capital Stock | Dec 28, 2015 | C | 5 | $0.00 | A | 203,161 | D | |
| Class C Restricted Stock UnitF7 | Dec 28, 2015 | F | 4 | $748.40 | D | 149 | D | |
| Class A Restricted Stock UnitF7 | Dec 28, 2015 | C | 5 | $0.00 | D | 153 | D | |
| Class A Common Stock | Dec 28, 2015 | C | 5 | $0.00 | A | 2,079 | D | |
| Class A Restricted Stock UnitF7 | Dec 28, 2015 | F | 4 | $765.84 | D | 149 | D | |
| Class A Restricted Stock UnitF5 | Dec 28, 2015 | C | 22 | $0.00 | D | 81 | D | |
| Class A Common Stock | Dec 28, 2015 | C | 22 | $0.00 | A | 2,101 | D | |
| Class A Restricted Stock UnitF5 | Dec 28, 2015 | F | 14 | $765.84 | D | 67 | D | |
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 123 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 11,281 | I | By Husband | |
| Class A Common Stock | holding | — | — | — | 11 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 123 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 11 | I | By Trust. | |
| Class C Restricted Stock UnitF8 | holding | — | — | — | 589 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11/48th of the grant will vest on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F2Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
- F3Vesting of GSUs grant of which was previously reported in Form 4.
- F4The GSUs vest as follows: 1/48th vests on the 25th calendar day of the month following the vesting start date and an additional 1/48th vests on the 25th day of each month thereafter, subject to continued service on such vesting dates. Vesting start date is July 11, 2012.
- F5GSUs will vest at the rate of 25% on the 25th day of the month in which the grant's first anniversary occurs, and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. Vesting start date is February 1, 2012.
- F6GSUs will vest at the rate of 25% on the 25th day of the month in which the grant's first anniversary occurs, and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. Grant date is February 1, 2012.
- F71/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F81/48th of GSUs will vest on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
Remarks
Form 4 Filing 1 of 2 (continuation report): Related vesting transactions dated December 28, 2015 are reported on additional Form 4s.