SEC Form 4 · accession 0001127602-15-035002
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Page
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Dec 24, 2015
Accepted (ET)
Dec 28, 2015 · 7:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 24, 2015 | C | 16,666 | $0.00 | A | 30,666 | D | |
| Class A Common StockF1,F2 | Dec 24, 2015 | S | 3,593 | $765.2014 | D | 27,073 | D | |
| Class A Common StockF1,F3 | Dec 24, 2015 | S | 3,884 | $766.2806 | D | 23,189 | D | |
| Class A Common StockF1,F4 | Dec 24, 2015 | S | 5,579 | $767.3857 | D | 17,610 | D | |
| Class A Common StockF1,F5 | Dec 24, 2015 | S | 3,610 | $768.1406 | D | 14,000 | D | |
| Class C Capital StockF6 | Dec 24, 2015 | S | 3,967 | $747.4858 | D | 21,451,369 | D | |
| Class C Capital StockF7 | Dec 24, 2015 | S | 3,734 | $748.3999 | D | 21,447,635 | D | |
| Class C Capital StockF8 | Dec 24, 2015 | S | 3,719 | $749.5469 | D | 21,443,916 | D | |
| Class C Capital StockF9 | Dec 24, 2015 | S | 5,185 | $750.3185 | D | 21,438,731 | D | |
| Class C Capital Stock | Dec 24, 2015 | S | 61 | $751.03 | D | 21,438,670 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF10,F11 | $0.00 | Dec 24, 2015 | C | 16,666 | D | — | — | Class A Common Stock | 16,666 | 21,363,570 | D |
Explanation of responses
- F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
- F10All shares are exercisable as of the transaction date.
- F11There is no expiration date for the Issuer's Class B Common Stock.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $764.73 to $765.72, inclusive. The reporting person undertakes to provide to any security holder of Google Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (9) to this Form 4.
- F3These shares were sold in multiple transactions at prices ranging from $765.78 to $766.77, inclusive.
- F4These shares were sold in multiple transactions at prices ranging from $766.80 to $767.79, inclusive.
- F5These shares were sold in multiple transactions at prices ranging from $767.81 to $768.80, inclusive.
- F6These shares were sold in multiple transactions at prices ranging from $746.88 to $747.87, inclusive.
- F7These shares were sold in multiple transactions at prices ranging from $747.93 to $748.92, inclusive.
- F8These shares were sold in multiple transactions at prices ranging from $748.93 to $749.92, inclusive.
- F9These shares were sold in multiple transactions at prices ranging from $749.93 to $750.92, inclusive.
Remarks
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.