SEC Form 4 · accession 0001127602-15-034738
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane B Greene
Director
Period of report
Dec 17, 2015
Accepted (ET)
Dec 21, 2015 · 7:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital StockF1 | Dec 17, 2015 | A | 200,729 | — | A | 203,115 | D | |
| Class C Capital StockF2 | Dec 17, 2015 | A | 11,281 | — | A | 11,281 | I | By Husband |
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 123 | I | By Trust | |
| Class C Capital Stock | holding | — | — | — | 11 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were acquired pursuant to the merger (the "Merger") in which bebop Technologies, Inc. ("bebop") was merged into an indirect wholly-owned subsidiary of Alphabet Inc. (the "Company"). The Reporting Person held 1,100,000 shares of bebop Class A Common Stock, 6,000,000 shares of Series A Preferred Stock and 144,150 shares of Series B Preferred Stock that were exchanged for 200,729 shares of Company Class C Capital Stock (at $740.39 per share) in the Merger, plus cash for fractional shares. 57,364 of the shares are subject to quarterly vesting over the next four years, 1,673 of the shares will vest on a one year cliff basis and then quarterly over the next three years and 2,827 shares will vest monthly, in each case subject to continued employment of the Reporting Person.
- F2The shares were acquired pursuant to the Merger in which bebop was merged into an indirect wholly-owned subsidiary of the Company. The Reporting Person's husband held 408,000 shares of bebop Common Stock that were exchanged for 11,281 shares of Company Class C Capital Stock (at $740.39 per share) in the Merger, plus cash for fractional shares. 1,988 of the shares are subject to quarterly vesting over the next four years, 1,474 of the shares will vest on a one year cliff basis and then quarterly over the next three years and 2,491 shares will vest monthly, in each case subject to continued employment of the Reporting Person's husband.
Remarks
The Reporting Person and the Reporting Person's husband intend to donate all the shares acquired pursuant to the bebop merger to a donor advised fund.