SEC Form 4 · accession 0001127602-15-034181

Alphabet Inc. · GOOGL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

L John Doerr

Director

Period of report

Dec 15, 2015

Accepted (ET)

Dec 15, 2015 · 8:20 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001652044

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class C Restricted Stock Unit^F1	Nov 25, 2015	J	14	$0.00	D	603	D
Class C Capital Stock	Nov 25, 2015	J	14	$0.00	A	3,523	D
Class C Restricted Stock Unit^F3	Nov 25, 2015	J	14	$0.00	D	402	D
Class C Capital Stock	Nov 25, 2015	J	14	$0.00	A	3,537	D
Class A Restricted Stock Unit^F4	Nov 25, 2015	J	8	$0.00	D	158	D
Class A Common Stock	Nov 25, 2015	J	8	$0.00	A	3,226	D
Class C Restricted Stock Unit^F5	Nov 25, 2015	J	8	$0.00	D	158	D
Class C Capital Stock	Nov 25, 2015	J	8	$0.00	A	3,545	D
Class C Restricted Stock Unit^F6	Nov 25, 2015	J	13	$0.00	D	88	D
Class C Capital Stock	Nov 25, 2015	J	13	$0.00	A	3,558	D
Class A Restricted Stock Unit^F6	Nov 25, 2015	J	13	$0.00	D	88	D
Class A Common Stock	Nov 25, 2015	J	13	$0.00	A	3,239	D
Class C Capital Stock^F7	Dec 15, 2015	S	415	$746.0399	D	985,518	I	Vallejo Ventures Trust
Class C Capital Stock^F8	Dec 15, 2015	S	387	$747.0851	D	985,131	I	Vallejo Ventures Trust
Class C Capital Stock^F9	Dec 15, 2015	S	414	$748.0401	D	984,717	I	Vallejo Ventures Trust
Class C Capital Stock^F10	Dec 15, 2015	S	682	$749.9072	D	984,035	I	Vallejo Ventures Trust
Class C Capital Stock^F11	Dec 15, 2015	S	232	$750.808	D	983,803	I	Vallejo Ventures Trust
Class C Capital Stock^F12	Dec 15, 2015	S	1,007	$751.8967	D	982,796	I	Vallejo Ventures Trust
Class C Capital Stock^F13	Dec 15, 2015	S	803	$753.1449	D	981,993	I	Vallejo Ventures Trust
Class C Capital Stock	Dec 15, 2015	S	100	$753.98	D	981,893	I	Vallejo Ventures Trust
Class C Capital Stock^F14	Dec 15, 2015	S	400	$755.443	D	981,493	I	Vallejo Ventures Trust

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F15,F16	$0.00	holding	—	—	—	—	—	Class A Common Stock	1,117,447	1,117,447	I

Explanation of responses

F11/48th of Restricted Stock Units (GSUs) will vest on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
F10These shares were sold in multiple transactions at prices ranging from $749.37 to $750.36.
F11These shares were sold in multiple transactions at prices ranging from $750.42 to $751.41.
F12These shares were sold in multiple transactions at prices ranging from $751.52 to $752.51.
F13These shares were sold in multiple transactions at prices ranging from $752.78 to $753.77.
F14These shares were sold in multiple transactions at prices ranging from $755.04 to $756.03.
F15There is no exercisable date for the Issuer's Class B Common Stock.
F16There is no expiration date for the Issuer's Class B Common Stock.
F2Vesting of GSUs grant of which was previously reported in Form 4.
F31/48th of the grant will vest on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
F41/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of the month thereafter, subject to continued employment on such vesting dates.
F51/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
F61/48th of the grant vested on July 25, 2012 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on such dates.
F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $745.68 to $746.67, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (7) through (14) to this Form 4.
F8These shares were sold in multiple transactions at prices ranging from $746.71 to $747.70.
F9These shares were sold in multiple transactions at prices ranging from $747.77 to $748.76.

Remarks

All sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.