SEC Form 4 · accession 0001127602-15-032615
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergey Brin
Officer — President · Director · 10% Owner
Period of report
Nov 24, 2015
Accepted (ET)
Nov 25, 2015 · 7:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital StockF1 | Nov 24, 2015 | S | 339 | $738.4942 | D | 20,956,540 | D | |
| Class C Capital StockF2 | Nov 24, 2015 | S | 643 | $741.063 | D | 20,955,897 | D | |
| Class C Capital StockF3 | Nov 24, 2015 | S | 815 | $742.1226 | D | 20,955,082 | D | |
| Class C Capital StockF4 | Nov 24, 2015 | S | 916 | $743.3509 | D | 20,954,166 | D | |
| Class C Capital StockF5 | Nov 24, 2015 | S | 600 | $744.2633 | D | 20,953,566 | D | |
| Class C Capital StockF6 | Nov 24, 2015 | S | 400 | $745.4925 | D | 20,953,166 | D | |
| Class C Capital StockF7 | Nov 24, 2015 | S | 1,340 | $746.6193 | D | 20,951,826 | D | |
| Class C Capital StockF8 | Nov 24, 2015 | S | 2,432 | $748.0578 | D | 20,949,394 | D | |
| Class C Capital StockF9 | Nov 24, 2015 | S | 4,033 | $748.8789 | D | 20,945,361 | D | |
| Class C Capital StockF10 | Nov 24, 2015 | S | 1,662 | $749.8738 | D | 20,943,699 | D | |
| Class C Capital StockF11 | Nov 24, 2015 | S | 1,237 | $750.9463 | D | 20,942,462 | D | |
| Class C Capital StockF12 | Nov 24, 2015 | S | 541 | $751.8491 | D | 20,941,921 | D | |
| Class C Capital StockF13 | Nov 24, 2015 | S | 1,508 | $752.8805 | D | 20,940,413 | D | |
| Class C Capital StockF14 | Nov 24, 2015 | S | 200 | $754.9339 | D | 20,940,213 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF15,F16 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 20,880,144 | 20,880,144 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $738.18 to $739.17, inclusive. The Reporting Person undertakes to provide to any security holder of Google Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (14) to this Form 4.
- F10The shares were sold in multiple transactions at prices ranging from $749.48 to $750.47, inclusive.
- F11The shares were sold in multiple transactions at prices ranging from $750.50 to $751.49, inclusive.
- F12The shares were sold in multiple transactions at prices ranging from $751.53 to $752.52, inclusive.
- F13The shares were sold in multiple transactions at prices ranging from $752.60 to $753.59, inclusive.
- F14The shares were sold in multiple transactions at prices ranging from $754.73 to $755.72, inclusive.
- F15All shares are exercisable as of the transaction date.
- F16There is no expiration date for the Issuer's Class B Common Stock.
- F2The shares were sold in multiple transactions at prices ranging from $740.54 to $741.53, inclusive.
- F3The shares were sold in multiple transactions at prices ranging from $741.72 to $742.71, inclusive.
- F4The shares were sold in multiple transactions at prices ranging from $742.74 to $743.73, inclusive.
- F5The shares were sold in multiple transactions at prices ranging from $743.89 to $744.88, inclusive.
- F6The shares were sold in multiple transactions at prices ranging from $744.94 to $745.93, inclusive.
- F7The shares were sold in multiple transactions at prices ranging from $746.01 to $747.02, inclusive.
- F8The shares were sold in multiple transactions at prices ranging from $747.37 to $748.36, inclusive.
- F9The shares were sold in multiple transactions at prices ranging from $748.44 to $749.43, inclusive.
Remarks
Form 4 Filing 2 of 2 (continuation report): Related transactions effected by the Reporting Person on November 24, 2015 are reported on additional Form 4. All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.