SEC Form 4 · accession 0001127602-15-032220
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Page
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Nov 19, 2015
Accepted (ET)
Nov 20, 2015 · 7:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 19, 2015 | C | 16,666 | $0.00 | A | 91,666 | D | |
| Class A Common StockF1,F2 | Nov 19, 2015 | S | 2,152 | $758.7141 | D | 89,514 | D | |
| Class A Common StockF1,F3 | Nov 19, 2015 | S | 3,783 | $759.7578 | D | 85,731 | D | |
| Class A Common StockF1,F4 | Nov 19, 2015 | S | 6,266 | $760.6478 | D | 79,465 | D | |
| Class A Common StockF1,F5 | Nov 19, 2015 | S | 2,752 | $761.5633 | D | 76,713 | D | |
| Class A Common StockF1,F6 | Nov 19, 2015 | S | 1,713 | $762.5621 | D | 75,000 | D | |
| Class C Capital StockF7 | Nov 19, 2015 | S | 3,707 | $738.5085 | D | 21,595,963 | D | |
| Class C Capital StockF8 | Nov 19, 2015 | S | 8,080 | $739.2669 | D | 21,587,883 | D | |
| Class C Capital StockF9 | Nov 19, 2015 | S | 4,479 | $740.2611 | D | 21,583,404 | D | |
| Class C Capital StockF10 | Nov 19, 2015 | S | 400 | $741.4926 | D | 21,583,004 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF11,F12 | $0.00 | Nov 19, 2015 | C | 16,666 | D | — | — | Class A Common Stock | 16,666 | 21,446,904 | D |
Explanation of responses
- F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
- F10These shares were sold in multiple transactions at prices ranging from $740.96 to $741.95, inclusive.
- F11All shares are exercisable as of the transaction date.
- F12There is no expiration date for the Issuer's Class B Common Stock.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $758.11 to $759.10, inclusive. The reporting person undertakes to provide to any security holder of Google Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (10) to this Form 4.
- F3These shares were sold in multiple transactions at prices ranging from $759.17 to $760.16, inclusive.
- F4These shares were sold in multiple transactions at prices ranging from $760.21 to $761.20, inclusive.
- F5These shares were sold in multiple transactions at prices ranging from $761.22 to $762.21, inclusive.
- F6These shares were sold in multiple transactions at prices ranging from $762.23 to $763.22, inclusive.
- F7These shares were sold in multiple transactions at prices ranging from $737.89 to $738.88, inclusive.
- F8These shares were sold in multiple transactions at prices ranging from $738.89 to $739.88, inclusive.
- F9These shares were sold in multiple transactions at prices ranging from $739.92 to $740.91, inclusive.
Remarks
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.