SEC Form 4 · accession 0001192482-18-000096
Tabula Rasa HealthCare, Inc. · TRHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen R Bressner
Director
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 21, 2018 | J | 412,989 | $0.00 | D | 822,526 | I | By: Originate Growth Fund 1Q, L.P. |
| Common StockF2,F4 | Feb 21, 2018 | J | 187,039 | $0.00 | D | 372,474 | I | By: Originate Growth Fund 1A, L.P. |
| Common StockF5,F2 | holding | — | — | — | 7,800 | I | By: Originate Growth GP, LLC | |
| Common StockF5 | holding | — | — | — | 7,143 | I | As trustee of family trust | |
| Common StockF5 | holding | — | — | — | 17,165 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pro rata, in-kind distribution to partners without consideration.
- F2The general partner of Originate Growth Fund #1Q, L.P. and Originate Growth Fund #1A, L.P. is Originate Growth GP, LLC. The members of Originate Growth GP, LLC are Glen R. Bressner, Eric R. Arnson and Michael J. Gausling. The members of Originate Growth GP, LLC share voting and dispositive power over the shares held by Originate Growth Fund #1Q, L.P. and Originate Growth Fund #1A, L.P. Mr. Bressner disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.
- F3Includes 5,617 shares originally granted to the Reporting Person by the Issuer as director compensation, which was held for the benefit of Originate Growth Fund #1Q, L.P.
- F4Includes 2,544 shares originally granted to the Reporting Person by the Issuer as director compensation, which was held for the benefit of Originate Growth Fund #1A, L.P.
- F5Includes shares received in a pro rata, in-kind distribution to partners by Originate Growth Fund #1Q, L.P. and Originate Growth Fund #1A, L.P. Such shares had previously been reported as being held indirectly by the Reporting Person through the foregoing partnerships.