SEC Form 4 · accession 0001179110-19-002949
Tabula Rasa HealthCare, Inc. · TRHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian W Adams
Officer — Chief Financial Officer
Period of report
Feb 27, 2019
Accepted (ET)
Mar 1, 2019 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2019 | M | 2,000 | $3.11 | A | 198,373 | D | |
| Common Stock | Feb 27, 2019 | S | 2,000 | $60.00 | D | 196,373 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $3.11 | Feb 27, 2019 | M | 2,000 | D | — | Jun 28, 2023 | Common Stock | 88,153 | 84,153 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2018.
- F2The stock option vested 25% on June 28, 2014 and in equal 1/36th installments each month thereafter.