SEC Form 4 · accession 0001179110-18-014284
Tabula Rasa HealthCare, Inc. · TRHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Calvin H Knowlton
Officer — Chief Executive Officer · Director
Period of report
Dec 24, 2018
Accepted (ET)
Dec 27, 2018 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 24, 2018 | G | 50,300 | $0.00 | D | 778,071 | I | Held by spouse. |
| Common Stock | Dec 24, 2018 | G | 10,000 | $0.00 | A | 10,000 | I | Held by trust for children. |
| Common Stock | Dec 24, 2018 | G | 10,000 | $0.00 | A | 10,000 | I | Held by trust for children. |
| Common Stock | holding | — | — | — | 852,419 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction reported in this Form 4 involved a gift of securities by the Orsula V. Knowlton, including a gift of 20,000 to be held in trusts for the benefit of the reporting person's children, who share the reporting person's household. The reporting person disclaims beneficial ownership of these securities, and this report should not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. This bona fide gift of securities is exempt, pursuant to Rule 16b-5, from the short-swing profit recapture rule under 16(b) of the Securities Exchange Act of 1934, as amended.