SEC Form 4 · accession 0001179110-18-012691
Tabula Rasa HealthCare, Inc. · TRHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Calvin H Knowlton
Officer — Chief Executive Officer · Director
Period of report
Nov 7, 2018
Accepted (ET)
Nov 8, 2018 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 7, 2018 | S | 800 | $70.37 | D | 851,099 | D | |
| Common StockF3 | Nov 7, 2018 | S | 3,100 | $71.08 | D | 847,999 | D | |
| Common StockF4 | Nov 7, 2018 | S | 2,219 | $72.51 | D | 845,780 | D | |
| Common StockF5 | Nov 7, 2018 | S | 1,420 | $73.81 | D | 844,360 | D | |
| Common StockF6 | Nov 7, 2018 | S | 300 | $74.90 | D | 844,060 | D | |
| Common StockF7 | Nov 7, 2018 | S | 161 | $75.91 | D | 843,899 | D | |
| Common Stock | holding | — | — | — | 835,351 | I | Held by spouse. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $69.82 to $70.74, inclusive. The reporting person undertakes to provide to Tabula Rasa HealthCare, Inc., any security holder of Tabula Rasa HealthCare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2), (3), (4), (5), (6) and (7) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $70.82 to $71.38, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $72.00 to $72.81, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $73.26 to $74.11, inclusive.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $74.78 to $74.99, inclusive.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $75.90 to $75.91, inclusive.