SEC Form 4/A · accession 0001179110-18-002996
Tabula Rasa HealthCare, Inc. · TRHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Orsula V Knowlton
Officer — President · Director
Period of report
Jan 2, 2018
Accepted (ET)
Feb 27, 2018 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2018 | A | 64,000 | $0.00 | A | 885,907 | D | |
| Common StockF2 | Jan 2, 2018 | A | 77,000 | $0.00 | A | 909,572 | I | Held by spouse. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dr. Orsula Knowlton received a restricted stock award of 64,000 shares of the Company's common stock on January 2, 2018. Previous disclosure stated such common stock will vest 25% on January 2, 2019 and in 1/36th installments each month thereafter for the next 36 months. Notwithstanding the foregoing, such common stock will vest in four equal annual installments on January 2, 2019, January 2, 2020, January 2, 2021 and January 2, 2022.
- F2Dr. Calvin Knowlton received a restricted stock award of 77,000 shares of the Company's common stock on January 2, 2018. Previous disclosure stated such common stock will vest 25% on January 2, 2019 and in 1/36th installments each month thereafter for the next 36 months. Notwithstanding the foregoing, such common stock will vest in four equal annual installments on January 2, 2019, January 2, 2020, January 2, 2021 and January 2, 2022.