SEC Form 4 · accession 0001179110-18-000932

Tabula Rasa HealthCare, Inc. · TRHC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Jan 12, 2018

Accepted (ET)

Jan 17, 2018 · 6:35 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001651561

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jan 12, 2018	M	10,309	$1.56	A	81,826	D
Common Stock	Jan 12, 2018	M	6,701	$1.56	A	88,527	D
Common Stock	Jan 12, 2018	M	2,577	$1.56	A	91,104	D
Common Stock	Jan 12, 2018	M	1,288	$1.56	A	92,392	D
Common Stock	Jan 12, 2018	M	8,442	$2.14	A	100,834	D
Common Stock	Jan 12, 2018	M	7,731	$3.11	A	108,565	D
Common Stock	Jan 12, 2018	M	675	$3.11	A	109,240	D
Common Stock	Jan 12, 2018	M	263	$5.82	A	109,503	D
Common Stock	Jan 12, 2018	M	10,309	$5.82	A	119,812	D
Common Stock	Jan 12, 2018	M	7,731	$5.82	A	127,543	D
Common Stock	Jan 12, 2018	M	625	$5.82	A	128,168	D
Common Stock	Jan 12, 2018	P	5,391	$14.23	A	133,559	D
Common Stock	Jan 12, 2018	F	8,002	$32.95	D	125,557	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F1	$1.56	Jan 12, 2018	M	10,309	D	—	Oct 20, 2021	Common Stock	10,309	0	D
Employee Stock Option (right to buy)^F2	$1.56	Jan 12, 2018	M	6,701	D	—	Jan 6, 2022	Common Stock	6,701	0	D
Employee Stock Option (right to buy)	$1.56	Jan 12, 2018	M	2,577	D	Jan 6, 2012	Jan 6, 2022	Common Stock	2,577	0	D
Employee Stock Option (right to buy)	$1.56	Jan 12, 2018	M	1,288	D	Mar 1, 2012	Mar 1, 2022	Common Stock	1,288	0	D
Employee Stock Option (right to buy)	$2.14	Jan 12, 2018	M	8,442	D	Dec 20, 2012	Dec 20, 2022	Common Stock	8,442	0	D
Employee Stock Option (right to buy)^F3	$3.11	Jan 12, 2018	M	7,731	D	—	Jan 2, 2023	Common Stock	7,731	0	D
Employee Stock Option (right to buy)	$3.11	Jan 12, 2018	M	675	D	Jan 22, 2013	Jan 22, 2023	Common Stock	675	0	D
Employee Stock Option (right to buy)	$5.82	Jan 12, 2018	M	263	D	Jan 1, 2014	Jan 1, 2024	Common Stock	263	0	D
Employee Stock Option (right to buy)^F4	$5.82	Jan 12, 2018	M	10,309	D	—	Jan 1, 2024	Common Stock	10,309	0	D
Employee Stock Option (right to buy)^F5	$5.82	Jan 12, 2018	M	7,731	D	—	Jan 1, 2025	Common Stock	7,731	2,578	D
Employee Stock Option (right to buy)^F6	$5.82	Jan 12, 2018	M	625	D	—	Feb 1, 2025	Common Stock	625	0	D
Employee Stock Option (right to buy)^F7	$14.23	Jan 12, 2018	M	5,391	D	—	Oct 21, 2026	Common Stock	5,391	29,609	D

F1The Stock Option vested 25% on October 20, 2012 and in equal 1/36th installments each month thereafter.
F2The Stock Option vested 25% on January 6, 2013 and in equal 1/36th installments each month thereafter.
F3The Stock Option vested 25% on January 2, 2014 and in equal 1/36th installments each month thereafter.
F4The Stock Option vested 25% on January 1, 2015 and in equal 1/36th installments each month thereafter.
F5The Stock Option vested 25% on January 1, 2016 and vests in equal 1/36th installments each month thereafter.
F6Previous disclosure stated that the Stock Option vested 25% on February 1, 2016 and vests in equal 1/36th installments each month thereafter. Notwithstanding the foregoing, the Stock Option actually vested immediately.
F7The Stock Option vested one-third on October 21, 2017 and in equal 1/24th installments each month thereafter.