SEC Form 4/A · accession 0001179110-18-000928
Tabula Rasa HealthCare, Inc. · TRHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Brian W Adams
Officer — Chief Financial Officer
Period of report
Oct 21, 2016
Accepted (ET)
Jan 17, 2018 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651561
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $14.23 | Oct 21, 2016 | A | 35,000 | A | — | Oct 21, 2026 | Common Stock | 35,000 | 35,000 | D |
Explanation of responses
- F1Previous disclosure stated one-third of the option award will vest on October 21, 2017 and in equal 1/36th installments each month thereafter. Notwithstanding the foregoing, one third of the option award vested on October 21, 2017 and the option award has vested and will continue to vest in 1/24th installments each month thereafter.