SEC Form 4 · accession 0001179110-17-007236
Tabula Rasa HealthCare, Inc. · TRHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Orsula V Knowlton
Officer — President · Director · 10% Owner
Period of report
Mar 10, 2017
Accepted (ET)
May 15, 2017 · 8:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651561
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $15.16 | Mar 10, 2017 | A | 5,900 | A | — | Mar 10, 2022 | Common Stock | 5,900 | 5,900 | D |
| Employee Stock Option (right to buy)F1 | $15.16 | Mar 10, 2017 | A | 74,100 | A | — | Mar 10, 2027 | Common Stock | 74,100 | 74,100 | D |
| Employee Stock Option (right to buy)F1 | $15.16 | Mar 10, 2017 | A | 5,900 | A | — | Mar 10, 2022 | Common Stock | 5,900 | 5,900 | I |
| Employee Stock Option (right to buy)F1 | $15.16 | Mar 10, 2017 | A | 86,600 | A | — | Mar 10, 2027 | Common Stock | 86,600 | 86,600 | I |
Explanation of responses
- F1The Stock Option vests 25% on March 10, 2018 and in equal 1/36th installments each month thereafter.