SEC Form 4 · accession 0001179110-17-007234
Tabula Rasa HealthCare, Inc. · TRHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon Tunstall
Director
Period of report
May 8, 2017
Accepted (ET)
May 15, 2017 · 8:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 8, 2017 | M | 25,773 | $1.56 | A | 31,338 | D | |
| Common StockF1 | May 8, 2017 | F | 3,014 | $13.34 | D | 28,324 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $1.56 | May 8, 2017 | M | 25,773 | D | — | Mar 21, 2022 | Common Stock | 25,773 | 51,546 | D |
Explanation of responses
- F1Mr. Tunstall received a restricted stock award of 3,710 shares of the Company's common stock on September 28, 2016. One-third of the restrictions on the restricted stock will lapse on each of the first, second and third anniversary of the grant date. Mr. Tunstall also received a restricted stock award of 1,855 shares of the Company's common stock on September 28, 2016. Such common stock vests in full on the earlier of the next annual shareholder meeting or the one year anniversary of the date of grant.
- F2The Stock Option vested 25% on March 21, 2013 and in equal 1/36th installments each month thereafter.