SEC Form 4 · accession 0001104659-17-028509
BeOne Medicines Ltd. · ONC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Oyler
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Apr 27, 2017
Accepted (ET)
May 1, 2017 · 7:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| American Depositary SharesF1,F3 | Apr 27, 2017 | S | 34,049 | $40.3702 | D | 147,440 | D | |
| American Depositary SharesF1,F4 | May 1, 2017 | S | 2,100 | $42.0205 | D | 145,340 | D | |
| Ordinary Shares | holding | — | — | — | 23,473,805 | D | ||
| Ordinary SharesF5 | holding | — | — | — | 29,890,174 | I | See footnote | |
| Ordinary SharesF6 | holding | — | — | — | 10,000,000 | I | See footnote | |
| Ordinary SharesF7 | holding | — | — | — | 102,188 | I | See footnote | |
| Ordinary SharesF8 | holding | — | — | — | 7,962,663 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each American Depositary Share represents 13 Ordinary Shares.
- F2The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.63, inclusive. The Reporting Person has provided the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.09, inclusive. The Reporting Person has provided the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares sold at each separate price.
- F5These securities are held by Oyler Investment LLC, of which 99% of the limited liability company interest owned by a grantor retain annuity trust, of which the Reporting Person's father is a trustee, for which the Reporting Person disclaims beneficial ownership.
- F6These securities are held for the benefit of the Reporting Person in a Roth IRA PENSCO trust account.
- F7These securities are held by The John Oyler Legacy Trust, of which the Reporting Person's father is a trustee, for the benefit of the Reporting Person's minor child, for which the Reporting Person disclaims beneficial ownership.
- F8These securities are held in a grantor retained annuity trust, of which the Reporting Person's father is a trustee, for which the Reporting Person disclaims beneficial ownership.