SEC Form 4 · accession 0001651235-19-000047
Acacia Communications, Inc. · ACIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis J Murphy
Officer — VP, Finance and PAO
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 26, 2019 | M | 3,000 | $1.67 | A | 40,063 | D | |
| Common StockF1,F2 | Feb 26, 2019 | M | 1,000 | $2.09 | A | 41,063 | D | |
| Common StockF1,F2 | Feb 26, 2019 | M | 4,583 | $4.18 | A | 45,646 | D | |
| Common StockF3,F2 | Feb 26, 2019 | S | 10,017 | $55.1071 | D | 35,629 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F4 | $1.67 | Feb 26, 2019 | M | 3,000 | D | — | Dec 17, 2023 | Common Stock | 3,000 | 0 | D |
| Stock option (right to buy)F5 | $2.09 | Feb 26, 2019 | M | 1,000 | D | — | Mar 21, 2024 | Common Stock | 1,000 | 84 | D |
| Stock option (right to buy)F6 | $4.18 | Feb 26, 2019 | M | 4,583 | D | — | Mar 28, 2025 | Common Stock | 4,583 | 834 | D |
Explanation of responses
- F1Shares of common stock acquired upon the exercise of outstanding stock options.
- F2Includes 35,629 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting.
- F3This transaction was executed in multiple trades at prices ranging from $55.00 to $55.4350, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F4This option, representing a right to purchase a total of 20,000 shares, vested as to 20% of the shares on November 25, 2014, and in equal monthly installments thereafter through November 25, 2018.
- F5This option, representing a right to purchase a total of 5,000 shares, vested as to 20% of the shares on March 21, 2015, and vests in equal monthly installments thereafter until March 21, 2019.
- F6This option, representing a right to purchase a total of 20,000 shares, vested as to 25% of the shares on March 28, 2016, and vests in equal monthly installments thereafter until March 28, 2019.