SEC Form 4 · accession 0001651235-19-000035
Acacia Communications, Inc. · ACIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bhupendra C Shah
Officer — Vice President of Engineering
Period of report
Feb 14, 2019
Accepted (ET)
Feb 19, 2019 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 14, 2019 | S | 1,100 | $43.38 | D | 125,921 | D | |
| Common StockF3,F4 | Feb 14, 2019 | A | 15,833 | $0.00 | A | 141,754 | D | |
| Common Stock | holding | — | — | — | 125,141 | I | By Shah LLC | |
| Common Stock | holding | — | — | — | 37,948 | I | By Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported were used to pay tax withholding in connection with the vesting of restricted stock units ("RSUs").
- F2Includes 64,129 RSUs. Each RSU represents the right to receive one share of common stock upon vesting.
- F3Consists of 15,833 RSUs. Each RSU represents the right to receive one share of common stock upon vesting. The RSUs will vest as to 25% of the original number of shares on each of February 1, 2020, February 1, 2021, February 1, 2022, and February 1, 2023.
- F4Includes 79,962 RSUs (including the 15,833 RSUs described in footnote 3). Each RSU represents the right to receive one share of common stock upon vesting.