SEC Form 4 · accession 0001651235-19-000030
Acacia Communications, Inc. · ACIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Murugesan Shanmugaraj
Officer — President & CEO · Director
Period of report
Feb 14, 2019
Accepted (ET)
Feb 19, 2019 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 14, 2019 | S | 2,669 | $43.38 | D | 729,172 | D | |
| Common StockF3,F4 | Feb 14, 2019 | A | 25,334 | $0.00 | A | 754,506 | D | |
| Common Stock | holding | — | — | — | 178,960 | I | By The Shanmugaraj Irrevocable Children's Trust | |
| Common Stock | holding | — | — | — | 164,297 | I | By The Malini Shanmugaraj 2016 QTIP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported were used to pay tax withholding in connection with the vesting of restricted stock units ("RSUs").
- F2Includes 96,523 RSUs. Each RSU represents the right to receive one share of common stock upon vesting.
- F3Consists of 25,334 RSUs. Each RSU represents the right to receive one share of common stock upon vesting. The RSUs will vest as to 25% of the original number of shares on each of February 1, 2020, February 1, 2021, February 1, 2022, and February 1, 2023.
- F4Includes 121,857 RSUs (including the 25,334 RSUs described in footnote 3). Each RSU represents the right to receive one share of common stock upon vesting.