SEC Form 4 · accession 0001651235-19-000006
Acacia Communications, Inc. · ACIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bhupendra C Shah
Officer — Vice President of Engineering
Period of report
Jan 8, 2019
Accepted (ET)
Jan 10, 2019 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Jan 8, 2019 | S | 4,500 | $39.8927 | D | 142,954 | I | By Shah LLC |
| Common StockF2,F4 | Jan 8, 2019 | S | 2,900 | $40.9276 | D | 140,054 | I | By Shah LLC |
| Common StockF2,F5 | Jan 8, 2019 | S | 3,788 | $41.5506 | D | 136,266 | I | By Shah LLC |
| Common StockF6,F7 | Jan 8, 2019 | S | 4,500 | $39.8824 | D | 55,761 | I | By Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 |
| Common StockF6,F8 | Jan 8, 2019 | S | 2,900 | $40.9438 | D | 52,861 | I | By Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 |
| Common StockF6,F9 | Jan 8, 2019 | S | 3,788 | $41.5464 | D | 49,073 | I | By Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 |
| Common StockF2,F10 | Jan 9, 2019 | S | 11,125 | $41.9802 | D | 125,141 | I | By Shah LLC |
| Common StockF6 | Jan 9, 2019 | S | 11,125 | $41.98 | D | 37,948 | I | By Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 |
| Common StockF1 | holding | — | — | — | 129,630 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 72,354 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting.
- F10This transaction was executed in multiple trades at prices ranging from $41.98 to $42.00, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F2This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Shah LLC on November 21, 2018.
- F3This transaction was executed in multiple trades at prices ranging from $39.23 to $40.21, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F4This transaction was executed in multiple trades at prices ranging from $40.26 to $41.19, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F5This transaction was executed in multiple trades at prices ranging from $41.31 to $41.72, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F6This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 on November 21, 2018.
- F7This transaction was executed in multiple trades at prices ranging from $39.23 to $40.22, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F8This transaction was executed in multiple trades at prices ranging from $40.25 to $41.21, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F9This transaction was executed in multiple trades at prices ranging from $41.28 to $41.72, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.