SEC Form 4 · accession 0001651235-19-000005
Acacia Communications, Inc. · ACIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mehrdad Givehchi
Officer — VP of Hardware and Software
Period of report
Jan 8, 2019
Accepted (ET)
Jan 10, 2019 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 8, 2019 | S | 4,667 | $39.8869 | D | 419,203 | D | |
| Common StockF1,F4,F3 | Jan 8, 2019 | S | 3,000 | $40.928 | D | 416,203 | D | |
| Common StockF1,F5,F3 | Jan 8, 2019 | S | 3,982 | $41.5486 | D | 412,221 | D | |
| Common StockF6,F7 | Jan 8, 2019 | S | 4,897 | $39.9111 | D | 336,421 | I | By Givehchi LLC |
| Common StockF6,F8 | Jan 8, 2019 | S | 3,000 | $40.978 | D | 333,421 | I | By Givehchi LLC |
| Common StockF6,F9 | Jan 8, 2019 | S | 3,751 | $41.5595 | D | 329,670 | I | By Givehchi LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2018.
- F2This transaction was executed in multiple trades at prices ranging from $39.24 to $40.21, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F3Includes 82,886 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting.
- F4This transaction was executed in multiple trades at prices ranging from $40.26 to $41.23, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F5This transaction was executed in multiple trades at prices ranging from $41.27 to $41.75, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F6This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Givehchi LLC on November 30, 2018.
- F7This transaction was executed in multiple trades at prices ranging from $39.23 to $40.22, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F8This transaction was executed in multiple trades at prices ranging from $40.30 to $41.28, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F9This transaction was executed in multiple trades at prices ranging from $41.34 to $41.72, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.