SEC Form 4 · accession 0001651235-18-000060
Acacia Communications, Inc. · ACIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christian J. Rasmussen
Officer — VP Digital Signal Proc&Optics
Period of report
Mar 12, 2018
Accepted (ET)
Mar 13, 2018 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 12, 2018 | M | 8,000 | $0.41 | A | 654,610 | D | |
| Common StockF2,F3,F1 | Mar 12, 2018 | S | 8,000 | $43.8428 | D | 646,610 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F4 | $0.41 | Mar 12, 2018 | M | 8,000 | D | — | Mar 1, 2023 | Common Stock | 8,000 | 91,535 | D |
Explanation of responses
- F1Includes 119,358 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting.
- F2This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017.
- F3This transaction was executed in multiple trades at prices ranging from $43.46 to $44.25, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- F4This option, representing a right to purchase a total of 131,535 shares, vested as to 20% of the shares on March 1, 2014 and in equal monthly installments thereafter through March 1, 2018.